|
This work
is a new theory of knowledge, a theory in the fullest sense of the word. |
It is hard to imagine a
theory of knowledge. We have so little experience with them. Unlike theories
in the sciences which many of us hold and use with great clarity, theories of
knowledge have traditionally been difficult to understand and very hard to
use. To be honest, since the Greeks broad
based theories of knowledge just have not been very powerful. They have not
been comprehensive. And they certainly have not had the utter simplicity and
beauty of the great theories of science. |
|
It includes
a comprehensive pattern to the history of knowledge. |
This lack of powerful
theories, or even of comprehensive patterns to the history of knowledge,
makes us deeply suspicious of the possibility of their existence. Even though
the great theories of physics encompass the universe, the great theories of
biology explain a complex and multifaceted natural world, and the Periodic
Table systematizes chemistry; many of us have come to believe that knowledge
is just too big, too complex, and too idiosyncratic to fall under one
comprehensive human construction. Without a single example of such a theory
or of a pattern, how can we be expected to believe that one can be
built? Perhaps, just perhaps, there are reasons to
suspend our natural disbelief. After all, the great theories and patterns of
science, which give us such deep confidence in human intelligence and
creativity, are relatively recent inventions. If we had lived in
Shakespeare's time, early in the 17th century, when the Aristotelian hold on
the sciences was being discredited, we might well have believed that
comprehensive theories of science were equally impossible or at best muddy
and hard to fathom. Yet before the end of that century, belief in science's
ability to explain the universe became virtually unquestioned. |
|
This work first
describes a new pattern that organizes the history of knowledge. We then
build a theory explaining this pattern and the construction of all knowledge.
And finally, as with any good theory, we look at fascinating connections with other disciplines and predictions
of the future of knowledge. |
|
Theories
can seem to come out of nowhere. |
Unprecedented inventions do
have a way of suddenly appearing, changing beliefs about what is possible in
a discipline. Great theories and startlingly new works in nearly every
discipline seem to pounce without warning. Were they just the result of
greater genius? Were they built on foundations finally laid, in Newton's words,
"on the shoulders of giants?" Or, were they enabled by the
availability of a new kind of tool for constructing knowledge? If it is tools
that actually account for many of these unprecedented breakthroughs, and if
we have anew tool at hand, then it is possible for a new theory of knowledge
to be developed that would, like a great theory in science, bring pattern and
clarity to the invention of human knowledge. |
|
A new
fundamental tool for constructing knowledge makes this theory possible. |
I believe that such a new
tool is just now available, and that breakthroughs in knowledge, while often
the result of individual genius, are enabled by such tools. I believe that
this new tool will lead to the construction of wonderful new knowledges, for
it is not a matter of how much the ground has been plowed or prepared by
others; great inventions are, as Thomas Kuhn taught us, revolutionary changes in
paradigm that have surprisingly little predictability. I believe that this
new tool is finally powerful enough to build a well-defined pattern to
organize the history of knowledge, and a comprehensive theory to explain the
development of knowledge. |
|
We start in search of a
pattern to knowledge, looking past its vastness to find unique occurrences
that illuminate all. Like Darwin with the finches of the Galapagos, it
is the rare and special example that we must always use to build patterns. |
|
We climb
above the great morass of knowledge to see a pattern. |
In order to understand this
new tool, we need to look at the fundamental tools of the past. To see them,
I like to imagine knowledge as a great, richly detailed map spreading across
the disciplines and across time. No matter where we look on this map,
knowledge appears massive and complicated. Today, it is produced in
prodigious quantity growing so rapidly that in many disciplines knowledge
has a half-life of just 3 to 4 years. Most of us master only minute areas of this map, holding often
disconnected bits and pieces of other locations. If we simply scan the map,
we are awestruck by the scale of human knowledge so overwhelmingly vast and
complex, filling libraries of books, overflowing in uncountable journals, all
different, and each piece seemingly capable of being plumbed to any depth. Is
it any wonder that most of us, mainly focused on a tiny region, cannot
imagine that there is a pattern to it all? But if we rise above this map, the
complexity and chaos of detail begin to fade. We no longer see the small changes,
the fine distinctions. The major events, the ideas that span decades, begin
to stand out from the maze of detail. As we continue climbing, only the
largest features are visible, those that dominate the broad historical map of
knowledge: great ideas, enduring knowledge, major theories, wondrous works of
art, grand inventions. We can actually enumerate these greatest works in the
history of knowledge, for they are the treasures of humankind. Once high enough to take in the whole of
knowledge, we see many of these works as singularities, great inventions
spread seemingly at random. But, we also see striking surprises, groups of
great ideas, unmistakable eruptions of human invention so clustered in time
that they could not be random, so dominating that they could not be
arbitrary, so revolutionary, and so simultaneous that they could only have
represented a single extraordinary event. |
|
1859 - Environments |
|
|
These six
years were the most extraordinary in all of human knowledge. |
The closest to us of these
great explosions was perhaps also the most remarkable. In less than half a
dozen years, starting in the waning days of 1859, revolutionary and defining
works were produced in nearly every major discipline. In all of human knowledge,
no collection of comparable intellectual achievement has ever occurred in
such a short period. It was startling, wonderful - a precious explosion of
new knowledge. I believe Charles Darwin's publication of On the Origin of Species in November of 1859 marked its
beginning. His breakthrough was quickly followed by fundamental, breathtaking
works across the broad range of knowledge. |
|
On the Origin of Species |
Charles Darwin |
1859 |
Biology |
|
Das Kapital |
Karl Marx |
1859/66 |
Economics |
|
Alice in Wonderland |
Lewis Carroll |
1865 |
Literature |
|
"On the Organic
Corpuscles Which Exist in the Atmosphere" |
Louis Pasteur |
1863 |
Medicine |
|
"Luncheon on the
Grass" |
Eduard Manet |
1863 |
Art |
|
"A Dynamical
Theory of the Electromagnetic Field" |
James Clark Maxwell |
1864 |
Physics |
|
"The Man with a Broken
Nose" |
Auguste Rodin |
1864 |
Sculpture |
|
War and Peace |
Leo Tolstoy |
1865 |
Literature |
|
"Experiments in
Plant-Hybridization" |
Gregor Mendel |
1866 |
Genetics |
|
Nearly
every discipline was revolutionized by a single work of great
importance. |
James Clerk Maxwell
produced "A Dynamical Theory of the Electromagnetic Field "
this seminal work of 19th century physics connected electricity, magnetism,
and light with a single fundamental new idea - the field. Louis Pasteur's
most important work established modern medicine, seeing the causes of disease
as bodies in the atmosphere. The origin of modern art can be traced to a
single painting, the compelling "Luncheon
on the Grass" by Eduard Manet the first
work of what came to be called Impressionist art. It was soon followed by the
first Impressionist sculpture “Man with a Broken Nose," by Auguste
Rodin. Karl Marx revolutionized the study of both government and economics
with Das Kapital. In literature Tolstoy's War and Peace,
Dostoyevsky's Crime and Punishment, and Carroll's Alice in
Wonderland, changed forever the nature of fiction and the definition of
the novel. Gregor Mendel established a new discipline, genetics, with his
careful breeding and statistical analysis of peas. Such a unique grouping of
the greatest new works of knowledge could not be accidental or arbitrary.
Each was not just of great importance, each was revolutionary. |
"Luncheon on the Grass" 1863
"Man with a Broken Nose" 1864
|
Each of
these revolutions was built on the same new idea, the environment:
surroundings, field, nature, atmosphere, social class, populations. |
I found this singularity by
accident 30 years ago when I was trying to teach my high school physics
students to understand electromagnetic fields. Searching for a metaphor for
these abstractions, I was comparing the idea of the field to similar ideas in
other disciplines. Maxwell's field was like the selecting "nature"
in Darwin, the surrounding "atmosphere" in an Impressionist painting. It was an environment.
This word that I accidentally blurted out seemed to capture the essence of
all of these great inventions. Maxwell's field, "the space in the
neighbourhood of the electric or magnetic bodies," was an environment.
Darwin's nature, selecting those individuals and species that would live and
die, was an environment. Manet's
painting of a picnic created what came to be called “atmosphere" shows
no interactions, only the action of the environment on its characters. The
atmosphere was the cause of fermentation and putrefaction for Pasteur.
Rodin's new form of sculpture reflected its environment and was changed by
it. "Social classes" for Marx were environments that defined people. Lewis Carroll's Alice
in Wonderland showed the effects of a distorted environment on the
actions of a character. For Tolstoy, the Russian environment created its
people, its society, and won its great war. And Mendel, one of the first
scientists to use statistical analysis, found the essence of inherited traits
by studying populations of peas. |
|
Environment, the idea
which we use so ubiquitously today, became the building block of knowledge in
1859. It created the great knowledge revolutions of the 1860's. And it has
remained the central element in our knowledge ever since. |
|
|
Calling all of these great
ideas “environment" seems inconsequential today. We apply this word to
all of our important ideas. And had my class not just been studying Newtonian
Mechanics, I would have completely missed its significance. For Newton’s
mechanics is about objects; its
causes are forces, the interactions between objects. Maxwell's
electrodynamics is about the surrounding environment, its causes are fields acting
on electric and magnetic bodies. Even this word - environment - so ubiquitous
today, was I discovered, first used in the 1860's. Before this great
explosion, the world built knowledge in a very different way. |
|
The
environment element has remained the fundamental tool for knowledge building
to this day. |
The invention of
environment, a brand new tool for building knowledge, spawned this 1860's
amazing revolution in knowledge. I call such fundamental tools - elements.
The environment element first invented in 1859 defines our knowledge to this
day. Indeed, those disciplines not revolutionized during the 1860's explosion
followed very shortly afterwards. The late 1860's saw the "Periodic
Table" of Mendeleev, followed
by Cantor's "Set Theory", and the symphonies of Brahms. The
environmentselement has remained our fundamental tool for constructing ideas,
concepts, theories, and works of art. These great new knowledges of the
1860's were so revolutionary because they were the first major works in their
discipline to be fashioned with this new element. They were so explosively
clustered because the new environments element gave people a new tool for
conceptual constructions. |
|
1498 - Objects |
|
|
The
beginning of the Renaissance was an equally extraordinary time. |
Going back in time, the
next great knowledge revolution is easy to spot. It started just before 1500,
an explosion of knowledge so new, so different, so pervasive that we name it "Renaissance.
“I mark its beginning with a singular work, Leonardo's "The Last Supper. "Finished
in 1498, it truly was revolutionary, the first painting that seems to have
been sculpted. The people look three-dimensional; they have weight, the scene
has depth and perspective. It is amazing to look at this damaged fresco
today, for it is still so powerful and compelling compared to paintings with
the same theme produced even a short time before it. Leonardo's looks
completely new; each apostle is an individual; each has a personality; each
has a physical presence. At their center is Christ; the source of their life,
the controlling force acting on each individual, the cause of their actions.
Leonardo's great work was quickly followed by extraordinary inventions in
nearly every discipline. |
"The Last Supper" 1498
|
"The Last
Supper" |
Leonardo DaVinci |
1498 |
Art |
|
"Adam and
Eve" |
Albrecht Durer |
1504 |
Art |
|
St. Peter's Cathedral |
Donato Bramante |
1506 |
Architecture |
|
"Pieta " |
Michelangelo |
1506 |
Sculpture |
|
On The Revolution of Celestial Bodies |
Nicolaus Copernicus |
1509/1543 |
Astronomy |
|
The Praise of Folly |
Erasmus |
1509 |
Humanism |
|
The Prince |
Niccolo Machiavelli |
1513 |
Government |
|
Utopia |
Thomas More |
1516 |
Philosophy |
|
"Ninety-Five
Theses" |
Martin Luther |
1517 |
Religion |
|
This
element was the object - a body, an organ, a state, a thing. |
The signature theory of
this revolution was the heliocentric system of Copernicus. For
him, the heavens were made of real objects; the
earth and the planets were objects - massive, actual bodies, whose locations
and paths were governed by the great central object, the sun. The heavenly
bodies were not "ideas," not aetherial truths as they had been to
the Greeks - but real, tangible objects. This theory came to be called the Copernican Revolution, taking its name from the
title of the work and adding "radical change" as another meaning of
the word. |
|
Before environment, the
element with which all knowledge was constructed had been the object. It was
brand new in the early 1500's, producing the great explosion of ideas we call
the Renaissance. It remained the building block of the knowledge of the
Enlightenment. |
|
In every
work a central object controlled other objects. |
All of these works had
commonality. The object was the new element for the knowledge of the
Renaissance, with the central objects acting on other objects. Humanism
viewed people as real objects, complete with some measure of free will and
empowered to run their own lives. These new objects were under the authority
and control of a central object, which Machiavelli built into a new vision of
a political state whose prince was responsible for his subjects' actions like
the puppeteer pulling the strings of puppets. Michelangelo's and Raphael's works,
like Leonardo's were
full of real objects always drawn to a single central figure, the source and
focus of their behavior and actions. And Durer engraved exemplars of human objects with the parts of the human figure in perfect
proportions. The Protestant Reformations were made possible by this new
element, making God real and the source of all actions requiring prayer and
good works without mediation. Once the world was populated with real
objects and not the truths, the grip of the
popes and the Catholic church on religion, the Aristotelians on science and
philosophy, and the ancient Greek philosophers on all matters from
medicine to mathematics was broken. Even the symbols of the old authority were captured by this new element. The
new Church of St. Peter was designed by Bramante on a "central
pattern" with its great dome as the central object, the architectural
symbol of the mother church. Those disciplines not revolutionized during that
remarkable 20 year period were soon after rewritten with great works in medicine,
in philosophy, and in literature. The object continued as the basic element
of knowledge through 1859. |

"Sistine Chapel c. 1510

"St. Peters”, Bramante 1506
|
600 B.C. -
Universals |
|
|
The Polis
Greeks invented the world anew. |
An intellectual explosion
of similar intensity marked the sudden and dramatic arrival of the Greek peoples as the focus of much of our
histories and certainly our conceptual and artistic interests. These people
of the logos believed they were different, fundamentally different,
from other peoples; the first to use logic, the first to find true causes,
the first to prove ideas, the first whose explanations were not mythos.
Around 600 B.C. they produced a blizzard of intellectual invention: the first
scientific theory, the first free-standing human size sculptures, the first
paintings portraying people three dimensionally, the first city-state, the
first constitution, the first mathematical proof, the first buildings
constructed from a standard set of forms, the first logic, and of course the
first philosophy. All of these inventions - so wonderful that we continue to
venerate them more than 2500 years later, so powerful that they defined the
intellectual world for more than 1100 years, and so beautiful that we
continue to admire them - were developed within a single generation by real
people. |
|
First Principle is
Water |
Thales of Miletus |
c. 590 B.C. |
Science |
|
Constitution of
Athens |
Solon |
c. 600 |
Government |
|
Black Figure vases |
various anonymous
artists |
c. 600 |
Art |
|
Doric order |
anon. |
c. 600 |
Architecture |
|
Standing Youth |
anon. |
c. 600 |
Sculpture |
|
Aesop's
Fables |
Aesop |
c. 590 |
Literature |
|
Calf-Bearer |
anon. |
c. 570 |
Sculpture |
|
Tragedy |
anon. |
c. 600 |
Theater |

"Kouros (Standing Youth)" c. 600

Black Figure Vase c. 525
|
The Greeks invented logos around 600 B.C. and
with it came the explosion that completely changed the face of knowledge.
Mythos had been based on symbols that were known by myth, magic, and
ritual. Universals were truths, known by logic, reason,
and argument. |
|
Universals -
principles, properties, elements, generalizations, and when proven -truths. The Greeks were not the only inventors of
universals - Deuteronomy's authors and Confucius
built with universals. |
Once again, it was a new
element that produced this great revolution; logic, proof, first principles,
truths, and geometrically perfect shapes were all universals. The Greeks invented the universal in 600 B.C.
Universals were truths; they could be proven,
they could be figured out logically. Universals were first principles, the
fundamental elements upon which all things were built. Universals were
perfections, geometric forms in art and architecture, the fundamentals of
human social and political relationships. The Greeks were the first to see
knowledge as human creations. It was Thales who invented the first science,
proclaiming that water was the first principle of all things. Solon invented
the Polis and the first constitution, the Constitution of Athens. It was
Aesop who with his fables, invented
conceptual metaphor to portray the universals of human actions. The search
for universals, for truths, for logical proofs was the foundation of Greek thought and its Roman offspring. Their
element - the universal - dominated knowledge for a thousand years and, as we
shall see, was reinvented anew around 1050 in Medieval Europe. |
|
The First Element - Symbols |
|
|
The symbol
dominated knowledge in tribal societies and in the great empires. |
Rising above the Greek mountains, we return to the search for
great revolutions and quickly find two. One appears multiple times with the
great empires of Egypt, Sumer, India, China, and Mayan America. The other,
buried under the detritus of time, requires us to reconstruct the great human
revolution from tantalizingly few bits and pieces, for pre-literate
intellectual achievements left little direct evidence. |
|
To find the first
element of knowledge we turn back to the origins of humankind. It was the
invention of the symbol that lead to all of the constructions that we connect
to the beginnings of tribal society. It was in all likelihood a rapid
explosion as well. |
|
The human
revolution - a burst of invention. |
We turn first to that - to
the inventions of the "first humans" - combining circumstantial
archeological evidence with anthropological studies of surviving tribal
peoples to find the element of the first revolution. For the first humans
were also tribal and everything that we know about them indicates that they
were very similar in their constructions, treasures, and behaviors to
surviving tribal peoples. Even the most "primitive" of today's
tribal peoples have a complete and complex language, art, a wide range of
tools, a sense of counting, rich collections of stories, powerful dances,
elaborate rituals, myths, and magic. They build structures to house
themselves, make clothing, use and keep fire, and have sophisticated social
and clan relationships. That all surviving tribal people, no matter how
primitive have these accouterments strongly suggests that the first humans
had them as well. These were all inventions. They were all made possible
because of a new element invented by the first humans. |

"The Paintings in the Lascaux Caves c. 20,000 B.C."
|
The symbol-
representations, names, art, language, myth, magic, ritual. |
Of all the things that made
us human, the most distinctive were our rich languages. They were constructed
of symbols. Symbols were the first element and it enabled
this species to construct the knowledge that we think of as human. Tribal
people saw everything as symbols and constructed symbols for everything of
significance in their world. All things had their symbolic names. Their
physical tools and physical artifacts were themselves symbols and were always
fashioned symbolically with ritual, magic, myth, and chant. Tribal people
created ritual to invent and hold on to their symbols. They told stories to
remember and to teach their symbols, and to build and connect their symbolic
world. They created chants and dances to engage their symbols. And they named
themselves and their groups with symbols, indeed becoming those
symbols. I do not believe that we can yet say what
caused the brain to change, making this new tool for constructing knowledge
possible, or when it exactly happened in human evolution. Nor can we say how
quickly these symbolic inventions occurred. But from our experience with
other new elements, I would be very surprised if the symbol revolution did
not turn out to be surprisingly rapid; from an historical perspective, nearly
instantaneous. It is hard to imagine that once this wondrous tool - the
symbol - was available, that rich language did not follow quickly. And with
language came stories which drove the demands for rich language, and with
stories myths, magic, and all of the mental constructions that make us human. |
|
The Tools of Knowledge |
|
The Elements
Symbols Universals Objects Environments |
Here, then, are the
large-scale tools for the construction of knowledge, the elements: symbols,
universals, objects, and environments. Each enabled the invention of great quantities of new knowledge. Each produced its
own form of knowledge over long prosperous periods. Each finally gave way to
a new and more powerful element. Isn't it extraordinary that we
can name the commonality across diverse realms of human invention with a
single word? Isn't it incredible that a single idea should be so pervasive
and knowledge so dependent on it? This is the element; the word, the tool if
you like, with which people construct knowledge during a great period of
time. This fundamental tool is the reason that knowledge looks and feels
unified during long historical periods. Its first use is always marked by a
massive explosion of new knowledge and invention. |
|
Elements |
|
|
Symbols |
c.
50,000 |
|
Universals |
600 B.C. |
|
Objects |
1498 |
|
Environments |
1859 |
|
These great periods
split into two parts each defined by an entity
- (singular or plural). An explosion of new knowledge also opened the
plural half of each period. |
|
The Empires |
|
|
Each period breaks into two parts - "singular" and
"plural" |
Returning to the revolution
we skipped, we could focus on the inventions of the empires of Sumer and
Egypt around 3000 B.C.; China a thousand years later; India or the Aegean
about 1500 B.C.; Mayan America after 600 A.D.; or in several others places
like the Holy Roman Empire that started with the reign of Charlemagne in 800 A.D. All were strikingly
similar. Each marked a knowledge revolution that suddenly changed dispersed
and separate tribal societies into a dynamic, great "empire." Each
of these empires, in a very short time, invented: written language,
monumental buildings, calendars, mathematics, governments, and feudal
societies with well-defined social classes. Each built great cities, created
laws, developed games with complex rules, and had religions with a small
number of important gods served by a priestly class. Each extended control
over large territories, developing bureaucracies and armies, along with
money, weights and measures, and histories. While different in style, they
were the same in substance, inventing, with little or no borrowing, the same
forms, works, and social structures. Even their arts differed in style, each
based on its own geometric shape, and not in form. All empires produced art
works with full-scale human figures in either profile or frontal views, and
all sculpted full-sized figures that remained supported or embedded in stone. |
|
Plural symbols began with empires (Sumerians and
Egyptians were the first). Symbols represent groups. |
Of course they were
symbolic, but these symbols were different from tribal ones. In
order for people to become literate they had to reduce the thousands of oral
word symbols to a relative handful (hundreds) of pictures. An Egyptian glyph
was an icon - a symbol - representing a class of either words or sounds.
These icons, by changing their meaning in context, could be used to represent
any idea. Class or group was also the foundation for mathematics. A number
represents a collection and not an individual. Operations on the collection,
the heart of empire mathematics, were independent of what was being counted.
These symbols were no longer individualistic entities; they were group symbols, symbols of
classes, of collections, of the society as a whole. |
|
Symbols represent groups. |
This new plural symbol was categorical, enabling true
classification for the first time. Their statues were symbols of classes, carefully including dress
or attributes that represented not the person but the position. Calendars
organized social activities, festivals, and celebrations, maintaining group
cohesion. The great monuments they built were massive, highly organized group
social activities that people willingly participated in to create powerful
collective identity symbols of their empire and society. The societies of the
first civilizations were organized alike; their social structures were all
feudal. Feudal societies submerged the individual into a rigid hierarchy of
social classes, which completely defined their actions, activities, and
behaviors. This structure was reified in numerous class symbols and symbolic
ritual. |
|
Singular and Plural |
|
|
Do entities represent individuals or groups? |
When we look across the
great periods of knowledge, we find this same dichotomy in each. During the
first half of the period the entity is singular, one thing, unitary. It is an individual
symbol, universal, object, or environment. During the second half the entity
is plural, a collection, a group, a particle common to larger units. The
most important singular entities are separate; they stand out, they
are special external and they act on other things. The most important plural
entities are atomistic, elements that are within the things of the world,
internal; they produce experience by their interactions. During the singular
parts of each period people search for
ideals, for perfection, for those entities that represent perfection. During
the plural parts people search inside of things and think about themselves
and their world as internal, looking not for the ideal but for the real, for
the perceptual, inventing new elements that are within all things, making
them up and explaining their nature. |
|
Singular Periods |
Plural Periods |
|
external |
internal |
|
ideal |
real |
|
action |
interaction |
|
outside |
inside |
|
logical |
perceptual &
empirical |
|
fixed |
relative |
|
central |
egalitarian |
|
individual |
group |
|
The Classic Greeks |
|
|
Plural
universals began c. 440 B.C. Universals became perceptual. |
We can find the start of
the plural parts of the periods by again looking for
revolutions. In Greece the universals entity shifted from singular to
plural about 440 B.C. The Parthenon, begun
in 448 and completed in 432, was not only the greatest Greek monument, but it was profoundly
different from any temple built before it. Its columns were no longer
perfect cylinders nor equidistant apart; its forms were all designed for
perceptual rather than mathematical ideals. Socrates sought truths
internally. He taught his followers to look inside of themselves by
assiduous questioning of assumptions and experiences rather than by
constructing an external logical and mathematics-like system. Democratus invented atoms to explain both matter
and its human perception and sensation. Thucydides cataloged real events, actions, and words to explain the
Peloponnesian War. And Hippocrates searched for the sources of illness not
from the gods but through the interactions of people. |

"Parthenon c.448-432 B.C.

"Spearbearer c.450-440 B.C.
|
Plural Universals |
|
|
Socrates |
469-399 |
| The Enlightenment | |
|
Plural
objects began with Newton and Locke. The Laws of Nature were
interactions between bodies within. |
In the objects period, the break was clear; it came
in 1686 with the publication of Newton's Principia.
For Newton the objects were the "particles of bodies."
...for I am induced by many
reasons to suspect that [mechanical principles] may all depend upon certain
forces by which the particles of bodies, by some causes hitherto unknown,
are either mutually impelled towards one another, and cohere in regular
figures, or are repelled and recede from one another.Isaac Newton,
Mathematical Principles of Natural Philosophy, Preface to the First Edition,
1686
Gone was the central
object that acted on other objects found in the work of Copernicus, Galileo, Kepler, and
Descartes. Now all objects were qualitatively equal with their interactions as causes.
Gravity was the interaction of minute bodies which caused them to coalesce
into larger bodies and which pulled across space to move these collections -
the planets - in their orbits. John Locke, Newton's contemporary, created a political
vision of society as interacting people, fundamentally equal, and
self-governing under the laws of nature. From the music of Bach, as the
interaction of instruments and melodies, to the new novels of Henry Fielding with lovers and enemies bumping into
and away from each other, the universe was mechanical, a giant clockwork
filled with objects whose interactions were lawful forces that could be
known. |
|
Plural Objects |
|
|
Huygens |
1629-1695 |
|
The 20th Century |
|
|
Plural
Environment began with the onset of the 20th century. Environments became internal. |
In the environments period, the beginning of the 20th
century was marked by the revolutions of Freud, Einstein, Matisse, Wright, Pavlov, and
Conrad. Their environments were plural - perceptual, realistic, internal and
relative - environments known by interaction. In physics, Relativity and Quantum Mechanics were developed around the problems of
the measurement of physical environments, because the only way we can know
them is to measure them. In Special Relativity, Einstein in 1905 raised the
principle of relativity to a postulate, that all observers must perceive the
same fundamental laws of physics despite their "frame of
reference." Heisenberg in his 1927 work on the "Uncertainty Principle"
made the limit on the ability to measure the location and momentum of a
particle the foundation for Quantum Mechanics. Ours is a perceptual world
because we are within it. Our abstract arts depend upon our frame of
reference. Our philosophies are realistic and practical. Our societies are
pluralistic and egalitarian. And we exist within environments looking for
the elements and the laws which are collective, which are shared by all
things. We see ourselves as environments and as interacting with other
environments. |

Matisse "Joy of Life" 1903
|
Plural Environments |
|
|
Pavlov |
1849-1936 |
|
Singularity is
Copernicus' sun -
central, external, and acting. It is Maxwell's field - separate, central
aether, acting on bodies. Plurality is Newton's
gravity - common, internal, and interacting. It is Einstein's field
- relative, known by measurement, by interaction. |
|
We focused on the "Western" tradition but the pattern applies to all cultures. The sequence starts anew after 476 A.D. with Northern
European tribes.
|
We have, of course, left
out many historical times and many different cultures from this description
of the patterns of the history of knowledge. The use of the symbol in both
singular and plural periods by all tribes and feudal empires strongly
suggests that these tools are common to all of human knowledge. For
simplicity, I have mainly followed and will continue to follow the
"Western" tradition from the Greeks on. In that tradition we can create a
complete and continuous picture of the pattern of knowledge. I believe that
other cultures show the same pattern, although their indigenous knowledge
building generally did not traverse all of the phases seen in Western
intellectual history. |
|
Symbols |
Singular |
Tribal |
Prehistory-3000 |
|
Plural |
Early Empires |
3000-600 |
|
|
Universals |
Singular |
Archaic Greece |
600-440 |
|
Plural |
Classical
Greece/Rome |
440 B.C.-476 A.D. |
|
|
Symbols |
Singular |
Tribal Europe |
476-800 |
|
Plural |
Feudal Europe |
800-1050 |
|
|
Universals |
Singular |
Medieval Europe |
1050-1250 |
|
Plural |
Late Middle Ages |
1250-1498 |
|
|
Objects |
Singular |
Renaissance |
1498-1686 |
|
Plural |
Enlightenment |
1686-1859 |
|
|
Environments |
Singular |
Victorian |
1859-1900 |
|
Plural |
20th Century |
1900-1995 |
|
These common entities extend across all of the periods.
They also extend to other areas of knowledge that we have not yet described
- including the coming of new tribes into what had been the history of
Greco-Roman Europe. I believe that they apply to the intellectual history of
all peoples. |
|
The theory
takes center stage. |
We now have a broad scale
pattern to the development of knowledge, a pattern to the history of
knowledge. But these periods are very long and there is great variety to the
kinds of knowledge produced during them. Is it possible that there is an
order to the knowledge in each of these periods? Is it possible that this
order is the same in all of the periods? Is it possible to use the same
kinds of methods and similar tools to find it? The answer to all three
questions is yes! There is a further and more refined pattern to the
knowledge in each period and that pattern is common to all of the periods.
The search for this pattern of phases of knowledge works much the same way
as the search for the periods. |
|
It is
based on a new element! |
There is good reason to
believe that we are near the end of a great period and that the next element
is on the horizon. Plural environments has been going on for just short of
110 years, more than twice as long as singular environments. Furthermore,
the past several decades have a great deal in common with those before 1859
and 1498. While the pace of new invention is rapid, few of these inventions
are novel. Much like the waning years of both the objects and the universal periods, there is
lots going on, but there have been no great new ideas. To be honest,
knowledge building seems stale. We have seen no great new theories, no great
new artistic visions, no fundamentally new ways of thinking, no breakthrough
ideas in either the sciences or the arts. Incredibly, we even have
scientists of the first rank who tell us that theory making is near the end,
just as they did in the 1890's; that we simply have to fill in the blanks to
understand all of nature. |
|
The
pattern breaks down further into a series of consistent phases. |
The descriptive path,
delving further into the periods, does lead to a detailed pattern to the
history of knowledge. Each half period, with either a singular or a plural
entity is made up of six parts or phases that are common to all. The
result is a Pattern of Knowledge that is well formed and that, I
believe, fully defines the knowledges we invent. The other path enters
uncharted territory and leads to the theory. I will take you down this
latter path. It is shorter, allowing me to condense the descriptions of each
phase and to give you a sense of both the pattern and the theory with less
attention to the detail of the pattern. But it is the more difficult path,
so I hope that you will make use of the Pattern of Knowledge chart to
help you find your way. I also encourage you to try to order your own areas
of expertise as you reconstruct this theory and pattern for yourself. |
|
A theory connects a
logical structure to an empirical pattern. It thus, explains the pattern and
suggests elaborations and new connections that significantly broaden the
pattern. The starting points for such logical systems are free inventions,
which once found can be logically structured. |
|
Theories
unlike patterns do not grow out of experience - they are pure inventions. |
The work of finding
patterns is always less difficult than the work of making a theory. The
pattern is a matter of laying brick upon brick, built by adding more and more
information and of finding some kind of sameness in that information. It may
not be easy, for the bricks may be hard to come by and the interpretation of
what is common between them is generally far from evident for the first
builder. But each can be shaped and molded and the pattern built on
accumulated evidence. A theory is something else entirely. As Einstein said, it is a matter of "free
invention;" the creation of pure imagination. It begins with an initial
selection, a starting idea. There is no way to build that idea in a
systematic way. There is no way to know when you start that it must lead to
something of value. It is just a hunch, a guess, a feeling that you are on
the right path, that the idea will prove to be useful in building a complex
and powerful structure. |
|
The next
element must be a larger idea than environments. |
Thus when we start
building a theory of knowledge by finding this new element, we make a great
leap of faith. We have not yet seen this element. We hope that we find the
right one, and then that it leads to a theory of knowledge. And here is the
freest invention, for it is clear that we need to invent the next element to
construct a theory of knowledge.
|
|
A union of
environments |
Yet the sequence of
elements is one of increasing generality. A universal is a larger idea than
a symbol. We can even think of a universal as a union of symbols. For
the Greeks the geometric form, a circle was a universal, symbolizing the collection of all circles, the natural motions of
the heavens, perfection, the infinite, pi, and so many other things. It was
a very special universal, a union of all the things that a circle is
symbolic of. An object is a larger idea than a universal. An object is a
collection of a variety of universal attributes, but it is something more,
it acts by its own laws. Thus a person is a real thing, a complex of
attributes combining into a union. And, of course, an environment is much
bigger than an object. Once again it is a union of objects that is much more than simply their
collection, just as the idea of natural selection is much more than the
strong devouring the weak. The next element must be larger and more general
than environments. The next element must be a union of environments. A union is not just a
collection; it is a new element with new behaviors, new properties, and a
new unity not found in any mere collection of environments. |
|
Fundamentally
different from environments |
We also know that each
element is quite different. An object is very distinct from an environment
and a universal from a symbol. It is not just bigger. It is different. We
would not in any way confuse them, and if we did not see their pattern in
the history of knowledge we would never suggest that they were strongly
connected. That individuality makes knowledge during each period so
distinct. Thus this new element must be very different from those that came
before. It will not be just a bigger environment. We would also like it to
be a single word. Since this new element is a new invention, it can be
anything. But the pattern would be a lot nicer if it were one word. |
|
Why not
call it element? |
I imagine that you are
currently rummaging through your word attic in search of something that
catches your eye, just as I did, looking for a more general word than
environment. You may be trying to actually invent a new word, or you may be
wondering why we could not use the word element. The problem with using
"element" is that it does not have any special meaning; like
inventing a new word, it does not name the fundamental idea in this new
period. To give it the proper meaning we have to understand and construct
that meaning first. We are better off with a word that we recognize - a word
whose meaning already fits but can be expanded. Field, atmosphere, nature, and environs
existed long before 1859, applying to the physical world. Starting in 1859
they were given new extended meanings. |
|
The
Starting Point |
|
|
This is
the nature of all knowledge construction. We choose a starting point and
hope that it leads us in the right direction. |
That first metaphor - the
starting point for any thinker is usually very personal and often
improbable. For Galileo it was a swinging chandelier, for
Darwin it was birds on a remote and deserted
island. For me it was technology. I love the making of things and have been
fascinated, for as long as I can remember, with how things work and how they
are constructed. So as I looked at the pattern of knowledge that was
unfolding, I saw these constructions in the theories of science, in the
discoveries of mathematics, and in the creations of artists. I saw these
explosions of new knowledge as re-inventions, as the building of a new car
or plane from pretty much the same material and with the same general end in
mind. There was little new information about the positions of the stars that
Copernicus had and Ptolemy did not. There was nothing substantially different about Manet's
visual experience from Courbet’s. And the tiny bits of new knowledge that
forced Einstein to rethink mechanics were, in the larger scheme of things, trivial. |
|
I began to see
knowledge as a human construction - a construction no different in its
fundamentals from the construction of any physical artifact. |
|
Knowledge
is a human construction. |
I began to see knowledge
as a human construction - a construction no different in its fundamentals
from the construction of any physical artifact. It fit that the arts and the
sciences were related, constructed from the same basic tools. It fit that I
could show the conceptual similarity between physical inventions and
conceptual inventions. It fit that the same basic materials could be used to
build two very different houses or two very different theories. And if
knowledge is indeed a human construction, then this new element had to
describe human constructions. Unlike environments, it could not come from nature; it had to come from the things that humans
fashion. |
|
Physical
and conceptual constructions are artifacts. |
Artifact is
the word we use to describe our physical constructions. If knowledge is a
human construction, then we could use this same word to describe our mental
or conceptual constructions as well as our physical constructions. We are
makers of artifacts, both physical and conceptual. If an artifact is any
human construction, it could be a chair, a statue, a building, or a word, an
idea, a concept, or even a theory. Force and species are artifacts like
wheels and writing. Energy and molecule are artifacts just like automobile
and house. Even a tree can be thought of as an artifact, for we construct
trees in our minds to give coherence to a collection of experience. Whatever
we fashion, from the simplest stone tool to the most complex theory, would
thus be a human artifact. |
|
Artifact is the new element of knowledge. It
is a human construction, every human construction, conceptual as well as
physical. Environments, objects, universals, and symbols are artifacts. We build knowledge
with our minds as we build things with our hands. |
|
Conceptual
artifacts can be the most general ideas we can make. |
Artifact is singular - a single word and a
singular, external, individual, element. It can be very general, and it can
represent any piece of knowledge that we fashion. Indeed, environments are artifacts, objects are artifacts, universals are conceptual artifacts, and of
course, symbols are artifacts. An artifact - since it is anything we can fashion with our minds - is a larger idea than
environment. Every environment is thus an artifact. The union of environments is also a human construction and would also be an artifact. |
|
We can use
physical construction analogies. |
Artifact is thus a fundamentally new tool for
constructing knowledge. Imagine thinking about knowledge as the fashioning
of conceptual artifacts, just as physical structures are the fashioning of
physical artifacts. Our words become artifacts, our concepts become
artifacts; our works of art, our designs, and our patterns will be
constructed of artifacts. Our causes, our theories will be based on
artifacts and not environments. |
|
Artifact -
knowledge is a human construction. |
When we invent new ideas
we always start off by judging them both logically and psychologically.
Artifact is a very large idea, it is a single word, and it is not made up - which means that we have powerful metaphors
with which to explore these new realms. I like it psychologically because
artifact forms knowledge as a human activity. It connects the construction
of knowledge in the sciences with the artist and with the craftsperson. It
brings with it ideas of beauty and building. And like any existing word
which we could choose, it has its drawbacks. For we do define extraneous
consequences as artifacts of the data. But from the first, I liked it. I
found it compelling. I liked the feel of it, the smell of it. And, in the
beginning, that is all you have. For we have chosen a path on the flimsiest
of evidence and the weakest of logics. But that is certainly what Einstein meant by "free invention."
And that is what we always do with new ideas. Always! It is only when we
have constructed the knowledge that our new words gain their naturalness and
obviousness. |
|
Following the Pattern of Knowledge we know that these artifacts will be
"singular entities.” This gives us a powerful vector for building a logical framework. We now must
begin to break away from "plural entities" and environments as the basis for our ideas - a difficult task. |
|
In which
we define the nature of the central artifact of knowledge |
If artifacts are the new
entity, then by understanding artifacts we should both understand this new
entity and have the basis for a theory of knowledge. What, then, will
knowledge constructed of artifacts look like in this new period? We know
from the Pattern of Knowledge that we will not be interested in the great variety of artifacts that can be
built, just as the inventors of the Renaissance were not concerned about
just any object. Rather, we will focus on special artifacts, on singular
artifacts - on the ones that stand out - that we can build our theories and
patterns on. This will be a singular phase of knowledge, and we would expect
that there will be "central" artifacts. |
|
Those are
our most important artifacts. |
Indeed, it is easy to
argue that we already think this way; that singular, special artifacts in
the physical and artistic world are the ones we pay attention and even
homage to and always have. The buildings, the inventions, the physical
objects, the artistic works, are the patterns that are special, rare, and beautiful - the
objects of our attention and affection. We protect them, put them on
display, and venerate them. These singular artifacts are distinct; they are
rare; and we would say that they are unique. We make conceptual artifacts by
the millions just as we do physical artifacts, and yet we choose only a few,
only the special, the singular ones to pay real attention to. |
|
The unique
artifact is the key to knowledge. |
I would argue that these
singular artifacts are unique. Something about them makes them rare,
special, and valuable! We are constructors of unique artifacts! |
|
Singularity is uniqueness.
Unique artifacts are rare, special, and singular. We treasure them and form our knowledge around them. |
|
Uniqueness is a measure of rareness and not
arbitrariness. |
What, then, makes an
artifact unique? Uniqueness, like most words we could choose, comes with some everyday bias that needs to
first be dispelled, for it is often used to describe arbitrary distinctions.
Colloquially, we call a teen with wild rebellious clothes and a face full of
ornaments unique. We call off-the-wall ideas unique. And we call an artistic
creation unique, even when we think that it is nothing at all special. We
sometimes go so far as to suggest that anything that slightly distinguishes
one work from another makes it unique. But these arbitrary distinctions have
nothing to do with real uniqueness. There are thousands, perhaps millions of
slight variations among teenage styles, weird ideas, or even art works sold
on a highway's shoulder. If everything that is arbitrarily distinguished is
unique, then everything would be unique, and we would have lost a wonderful
word and a wonderful idea. No! Uniqueness is the opposite of arbitrary. It
applies to what is rare. It is a measure of specialness. It is not
arbitrariness because, to an extraordinary degree, people agree on which
artifacts are unique. I would also argue that uniqueness is not in the mind
of the beholder; it is not a perception; it is not different for each person
or each group. Uniqueness is fundamental, recognizable by most people within
a short time, and broadly agreed upon within and between cultures. Unique,
as its linguistic root implies, is one - singularity. |
|
We all
have the same fundamental sense of what is unique. |
I am not, certainly not,
suggesting that we don't have to learn to appreciate uniqueness. But once
people are familiar with a collection of artifacts, either physical or
conceptual, they have a very high degree of agreement on which are unique
and which are not. We create museums to house those things that are unique,
whether they be great works of art, beautiful gems, or well-formed ‘primitive’
artifacts. People from the world over come to see and admire them, consider
them special, and regard them as the foremost reflection of our humanity.
Worldwide, we believe in the same theories and patterns of nature. We visit
the same tourist attractions no matter what country we come from. And while
styles differ among cultures, and we may not all agree on which styles we
like or prize; a wonderful work, a beautiful creation, a striking artifact
is unique whatever its style, whatever its pedigree, wherever it may be
found. No matter what our tastes, if we ask people to list the greatest
human works, we would find broad consensus. An artifact is valuable because
it is unique, and because we agree on what is unique. |
|
Uniqueness is external and not internal. |
It has been common for us
to believe in relativism as we have since the beginning of the 20th century,
a natural consequence of a plural entities period. Cultural relativism remains
to many a standard for judging new works - that each of us individually and
culturally perceives the world through our own eyes and that each of these
perceptions must be respected. We easily say that each of us perceives our
environment differently. I would not argue that this view is wrong- it is
the perception of the plural environments knowledge builders. Rather, I would
argue that we will focus now on a fundamentally different vision; that there
are artifacts which we all agree are unique and that these will become the
significant building blocks of knowledge. Once we begin to construct the
world of unique artifacts, the common singularity fundamental to uniqueness
will overwhelm the minor differences and relativism of individual
perceptions. |
|
In which
we get to the heart of the theory Forms of Uniqueness |
If humans see uniqueness
in the same ways, and I would argue that we do, then we would logically
expect to be able to enumerate and define the forms of uniqueness. If
uniqueness is well defined, then we should be able to find some simple
standards by which we judge whether an artifact we make or see is unique.
Then, what makes an artifact unique? The most obvious answer is that it is different.
If an artifact is different, fundamentally different, from other artifacts
then it is unique. For if an artifact is significantly different from all
other artifacts, then it must be rare and if it is rare then it is
unique. Uniqueness as difference is one absolute, one
form in which an artifact can be distinctive. At the other end of the
spectrum are artifacts that are absolutely the same. Like identical
twins, these too are equally rare and distinctive. Sameness, like
difference, is unique. And if both difference and sameness are
unique, then their combination, matching will also be unique. When
artifacts match perfectly they are certainly unique and certainly as rare
and distinctive as difference and sameness. These are the three, and only three, forms
of uniqueness: difference, sameness, matching. An artifact is unique because
it is different in a significant respect from other artifacts. An artifact
is unique because it is the same in some significant way among other
artifacts. An artifact is unique because it matches, or produces a match,
between other artifacts.
|
|
An artifact may be unique by being different from other artifacts, by being the same among
other artifacts, and by matching two or more artifacts together. Difference, Sameness,
Matching are the building blocks of all knowledge. |
Difference
|
It is amazing how good we
are at picking out the most valuable diamond in a group of cut stones, or a
masterpiece in a collection of artworks, or a good idea from all the ones we
throw away. From the time we are toddlers we are given difference problems
to solve. On Sesame Street, "Which of these things is not like
the others? Which of these things doesn't belong?" is repeated daily.
And obviously, uniqueness is just that, which one of these is not like the
others. We are naturally capable and constantly taught to recognize
differences. Difference means that the artifact stands out in our minds;
that it is separate from all other artifacts; that it is distinct. We
certainly judge an artifact to be unique on the basis of difference. |
Sameness
|
We crave continuity - a
car without dents, a newly painted room, a lawn looking like golf course
greens. It is amazing how much time and effort human beings spend on
producing continuity, smoothness, evenness, sameness. We are lovers of
patterns, creating them for all kinds of decoration. We tile, tessellate,
search for and create symmetry, weave, and in general make patterns of all
kinds. We like our artifacts to share, to have something in common, to
replicate elements: silverware to have the same design, shapes to be
repeated in an oriental rug, themes to be replayed in our music. And just as
we teach our children what things are not like the others, we also expend
serious energy teaching them when things are the same: these things are all
round, they are all blue, those are all baby animals. Indeed, the Sesame
Street "difference game" is often turned into a "sameness
game." Artifacts are unique when they have or produce continuity,
consistency, and design; they are unique when they have sameness. When we
search for uniqueness we find it in commonality as well as individuality.
Our jewelry can highlight a single, unique stone, or a common collection, a
large diamond or a string of pearls. We can judge the uniqueness of
artifacts on the basis of sameness and search for common properties or
qualities. |
Matching
|
We also love artifacts
that are a perfect fit and consider them to be of great worth and unique. We
mate, we join, we create symmetries, we explore yin and yang, and we make intricate
designs based on matching of colors, shapes, sizes. Whether we clothe
ourselves, decorate our dwellings, or produce beautiful things, we are
concerned with making artifacts fit together. We also teach our young to
make matches, giving them puzzles to put together from a very early age.
When we decorate we start out by selecting shapes or artifacts that are
distinct, that are different. We group them together into commonalties
looking for sameness and continuity. And then we try to get these common
groups to fit together, to match. Matching creates the union between artifacts
that are both different and the same. A unique match takes two artifacts
that are fundamentally different - often opposites - and joins them by
finding something that creates sameness between them. That is in large
measure what we do when we fall in love. |
|
These are
the only forms of uniqueness. They are the basis for the construction of all
knowledge. |
Thus these are the three
forms of uniqueness; difference, sameness, matching. Artifacts - both
physical and conceptual - are unique when they are different, when they are
the same, or when they match others. We find these three forms of uniqueness
in many different areas. As we have already seen they make up the games we
teach our babies. They are the heart of most tests of IQ as well as the
cornerstones of puzzles that test our mental muscle. It does not matter
whether we are constructing physical or conceptual artifacts; we make them
unique when we make them different, the same, or matching. We make artifacts
in the same way whether we use our hands or our minds, because, we are
always using our minds. Nor does it matter whether the artifacts we are
constructing are our everyday dishes or our fine china, little explanations,
or our great theories; they all take the same forms of uniqueness. Whether
we build or we judge artifacts, we search for uniqueness, and that
uniqueness can only take the form of difference, sameness, or matching. |
From the forms of uniqueness we build the complete Pattern of Knowledge. The three forms of uniqueness fashion the three building blocks of knowledge: entities - our names
In which
the forms of uniqueness are connected to the elements of knowledge. It is upon this foundation, I
believe, that we will be building the knowledge of the new period. These are
our singular artifacts; they are unique. Like the "central"
objects, the "first" principles, and the "natural" environments, the
"unique" artifacts will be the key elements in the knowledges we
will be constructing. The great explosion of new knowledge - the thrilling
revolutions in the disciplines that we expect to occur over the next few
years will all be constructed of unique artifacts. And these fundamental
elements - difference, sameness, and matching - will be the forms upon which
we build a new theory of knowledge. The
elements that hold experience The first step in
constructing a physical artifact is to cut it out of a substrate. The first
step in constructing knowledge is the same, cutting out a portion of experience
by giving it a label, a name, a definition. When we make a conceptual
artifact, we are naming a piece of experience, differentiating it from all
others. Each name is thus an artifact that has been created by difference,
each "sets apart," separates that experience from everything else.
These separate pieces of experience we can call entity artifacts, because
they have the form of the fundamental entity - the unique entity - the tool
from each period that were used to construct all of its entity artifacts.
The unique entities - symbols, universals, objects,
environments, and now artifacts, are the most fundamental of all artifacts because they are
the tools by which we cut up - differentiate and name -experience. The
collectors of entities The second step in
fashioning physical artifacts is to collect them, to bundle and package
together those that are the same or similar. This, too, is the second step
in our construction of knowledge. We use sameness to gather artifacts
together, to group and collect entity artifacts. This is what we do when we
build classes, groups, and categories. We construct containers or frameworks
that bundle together "like" artifacts, making them the same or
representing attributes that are the same. I like the name sites to describe
these artifacts that are our collections and categories, the places where we
put common entities. When we build knowledge, we first separate and name experience, then we collect
those names that have commonality. We first make entities and then we
collect them into sites. We may create a hierarchy of sites, as sites within
sites, but that is not all we do. The links between entities, sites, and fasteners are the elements that form the Pattern of Knowledge as well as the elements of thought. The last step in
constructing physical artifacts is actually to join the separate pieces or
collections together. We do the same with conceptual artifacts by using
matching to join disparate sites together. These are our theories,
explanations; what we often call our concepts. To make such an artifact we
invent a site artifact that takes on special characteristics linking other
sites together by matching or mating them. These new artifacts are no longer
sites, they now become the glue that joins sites. I like to call these kinds
of artifacts fasteners, because, as the name implies, they fasten sites
together. The fasteners are very special artifacts; they are much rarer than
sites which, naturally, are much rarer than entities. We pay great attention to fasteners
for they unify our knowledge, connecting classes and thus bringing unity to
our world. They are the most unique of all artifacts, the rarest. These are the three
elements of knowledge - entities, sites,
and fasteners - based on the three forms of uniqueness - difference,
sameness, matching. The entities separate experience, cutting it up; the
sites collect the entities, in essence connecting similar experiences; and
the fasteners tie all of these sites together bringing a fundamental unity
to our world. I would argue that we do this on all levels, from the simplest
day-to-day knowledge building to the great theory constructions. We start
making pieces of experience by naming them. When we have a number of pieces,
we collect them together into groups by finding or giving them a sameness.
And lastly, we join these collections together. We do this all of the time.
It is particularly noticeable when we learn something for the first time;
for example, when we go to a new country and learn the names of the plant
life. We first name them, which allows us to pick them out from the
background of "weeds." Then we classify them into types, which
allows us to collect and hold more names. And finally, we try to explain the
classes, make links between them and the climate, the geography, the type of
gardening, ... putting the classes into a theoretical framework. The great knowledge
builders work in exactly the same way. Linnaeus took collections of named
plants and animals and constructed a hierarchy of categories based on
principles of sameness. His most important category type was the species,
defined as a group whose members could interbreed, but could not breed with
outsiders. Darwin took the Linnaean categories which
had a certain degree of artificiality, as all categories will, and linked
them together with his Theory of Natural Selection, explaining their origins
and existence and thus enabling us to go past the definition by fiat and
give the sites rationale. We can now describe
both processes of thinking in the simple language of uniqueness. We first
use difference to separate our experiences into unique entities. Then
we use sameness to construct unique sites to collect those entities. And
finally, we use matching to fashion the fastening artifact, joining sites
and producing our unified vision. The forms of uniqueness divide entities, sites,
and fasteners. We can most easily see these divisions by looking at the
parts of languages. For languages like knowledges are all fashioned from these same unique tools.
Here we
complete the logic of unique artifacts and find all of the forms of the
elements of knowledge. If unique artifacts (entities, sites,
and fasteners) are so important to the development of knowledge, then we
should find them to be fundamental to languages as well. It would be an
enormous waste of effort if languages were constructed with a completely
different set of tools than knowledge, and thus were used only for
communication and not for knowledge building. And I would argue that if
languages are fashioned for conceptualization, then they must be built out
of these same forms of uniqueness. Certainly words are artifacts - they are
human constructions. And nouns are the primary artifacts of language - they
name our experiences. Naming differentiates; it separates that experience
from everything else. This "label" makes what is named distinct
and unified. Thus nouns serve the same function in language that entities serve in knowledge. We can say that
nouns are the entities of our "natural" languages. To name experience
we have to separate and differentiate it from the rest of our perceptions.
That is the fundamental act of knowledge building, and it is exactly what we
do when we create a new word or just use a word. Even the most obvious
pieces of experience: a rainbow, a shadow, or a tree are things that we
learn to see, that we construct and define. To define is to see the edges,
and to construct an entity is to differentiate it from the rest of
experience; they are the same thing. The building of a name, a noun, is thus
analogous to fashioning any physical artifact; outlining it, shaping it,
detailing it. When we fashion an entity in a language, we create a noun, and
as we shape that entity we build its meaning. Nouns, of course, are not our
only conceptual entities. We can build entities in other languages like
mathematics, and we can build visual and physical entities as well. We use the structure of
language to provide experiential grounding and to establish the intimate
sameness of thought and language. This connection between language and
knowledge can help us to learn more about knowledge. For example, in all
languages nouns come in two basic forms - singular and plural. These are the
same words we used to describe the two basic periods of knowledge. A singular
noun is a singular entity - separate and different. A plural noun is a
plural entity, a collection, a group in which all things are the same.
Singular and plural are thus another form by
which nouns as well as all other artifacts can be different or the same. If
the entity or the noun is defined by difference then it will be singular.
Being different, it will be separate from all other artifacts and outside of
them. It is a thing in itself; a ball that stands alone. If the entity is defined
by sameness then it will be plural, integral, similar in all things, and
inside of them. In this case, we talk about balls as a group in which the
most important artifacts are plural, the constituents of things. The
qualities of that groupness are the key. The entities like nouns are the basic artifacts,
the building blocks of all others. Like nouns they can either be singular or
plural - producing the two entity periods of knowledge.
When we build knowledge of
singular entities; we place them on a pedestal; we make them central, the source for all things
and all actions, ideals, fashioned to be truly different. We find ideals in
logic, not in experience; we find them outside of ourselves in constructions
that are independent of us or our perspective. Plural entities are inside,
the same, common to all, and interacting. To construct them we have to look
at experience, to be realistic, to search within experience to find
knowledge, to take the proper perspective and see the common elements. The
distinction between artifacts in singular and plural periods is simply
whether we construct entities based on difference or on sameness. Site artifacts must be nouns as well: for
they are still names, but these names represent classes. When we look at all languages we
again find a variety of common ways to specify such collections or
categories. We distinguish common nouns, proper nouns, and mass nouns. Proper nouns are entities for they name single thing. Common nouns are generally sites for
they name collections. And mass
nouns, too, are always sites, representing collections. But it is not just the kind of noun
that defines it as a site: noun phrases produced with articles and
descriptors – principally adjectives – turn any noun into a site. We can use articles to make the
distinction: “the” for an entity, “a” for a site. Adjectives
specify not only a member of a class but clarify that the noun itself
represents a collection. In the noun phrase, the red ball – “ball” becomes a site and red
refers to a specific entity in that site. Sites are the classes and categories of
our knowledge. Like noun phrases they come in two types - parts and wholes,
splitting each entity period into two distinct halves. For the past nearly
70 years we have been in a wholistic phase, and now enter a parts phase of
knowledge. Site nouns, like entity
nouns, come in both singular and plural forms, suggesting that we will find
site artifacts in singular and plural forms. And we do find two large phases
of knowledge within each singular and plural period that I call partsand
wholes, based on the two kinds of site artifacts. Max
Wertheimer beautifully expresses the difference
in the knowledge constructed during each of these two phases in his major
work on gestalt psychology. The final major ingredients of all
languages are the verbs and verb phrases. They produce sentences. Verbs are
the fastening artifacts of language; they connect nouns and noun phrases,
entities, and sites to form a web of meaning. Every language has sentences, and in every
language, the sentence is the basic element of understanding. While verbs
may have singular and plural forms, this "agreement" - like
declension and case - is a simple reinforcement of the noun. The important
distinctions in verbs have to do with the way they fasten. In English, verbs
can be linking, transitive, or intransitive. We can clearly see how these three types
of verbs connect to knowledge by turning again to physical artifacts, in
this case, the fastening tools in a woodworker’s toolbox. There are three
distinct varieties that match the three kinds of verbs. In the toolbox the
simplest and most obvious fasteners are the glues that stick things together
forming a connection. They stay on the surface and make a simple bond
between pieces. Then there are the "jointers," the screws and
things that make joints like: threads, dowels, and dovetails. Joints or relationsfit
one piece into another and fittings of all sorts form a tighter bond in
which a portion of each piece is shaped to fit on or into the other. Lastly,
the "melting" fasteners actually change the pieces; disintegrating
and reconstituting them, dissolving them, welding two together, changing one
into another, these are the transformations. The typical woodworker's toolbox is full of
glues and jointers, but lacks melters. The plumber's toolbox generally lacks
the weaker glues and is full of the stronger fasteners - jointers and
melters. If we could go through all of the toolboxes used in the physical
world, we will find that all the fasteners of physical artifacts are one of
these three kinds - connections, relations, or transformations.
Like verbs, which build sentences, fasteners make
our connections, building our explanations and theories. And like verbs they
"match" - joining artifacts together, and thus use all three forms
of uniqueness: difference –
connections The fasteners of our
languages are the same. Linking verbs are connections, gluing disparate nouns and forming
the weakest link between them. Transitive verbs are relations,
requiring an object noun as well as a subject noun to produce a match. And
intransitive verbs, which do not have objects, are in
effect transformations of the subject noun. Three kinds of
verbs, three kinds of fastening artifacts; each represents one of the three
forms of uniqueness. Connections maintain the
differences between artifacts. Relations match artifacts. And
transformations make two artifacts the same, changing
two into one. We will find these three fastening artifacts - connections,
relations, transformations - repeated as the phases of knowledge during each period.
There are three fastening artifacts and three kinds of verbs, because there
are three forms of uniqueness and thus three ways to fasten anything. The connection between
thought and language The connection between
language and knowledge, touched on so lightly here, has significant
ramifications in the ongoing controversy between language and thought. Does
knowledge create language or does language create knowledge? This battle dates
back centuries and recently the debate has turned particularly lively.
Though the history is fascinating we must, as we rush to conclusion, jump to
the modern view that the elements of language - in particular the deep
structures of the grammar - are pre-wired in our brains coded in our DNA.
There is good reason for some of our most prominent linguists, like Noam
Chomsky, to argue for this "grammar organ" in the brain. The essential
elements of grammar are present in every human language, and groups of
children who are exposed to "words" without grammar (deaf children
and children whose parents speak Pidgin languages) will construct grammars
that exhibit the same fundamental properties as those of established
languages. It is uniqueness and not
grammar From the point of view of
unique artifacts, I would argue that it is not grammar that is inborn, but
rather the capacity to recognize uniqueness. And, further, it is uniqueness
that gives us the primary elements of our languages as well as the primary
elements of our knowledges. It is uniqueness that gives us an understanding
of why we use nouns and verbs, why single words are so powerful, and why we
make the peculiar combinations of these words that we call sentences. The human brain constructs
grammars because the human brain constructs artifacts, and our languages are
simply reflections of the unique tools we use to construct all of our
artifacts. It matters not whether we are fashioning a new physical artifact,
a new cognitive artifact, or a story, we are using the same fundamental set
of tools - the forms defined by uniqueness from which we build entities, sites,
and fasteners. These are the elements of knowledge and the elements of
language. It is the nature of these elements that produce our grammars and
the order and use of our languages. It is not their joining medium but
rather their particular forms, and it is the forms of uniqueness and their
application to all artifacts. In this new period it will be the structural
artifacts of language that become our focus. Our languages are reflections
of the elements of uniqueness, the artifacts of knowledge, in both their
units of meaning and their grammatical patterns. Putting it all
together, there are 12 possible ways in which knowledge based on a single
element can be constructed.
The logic of unique artifacts produces a theoretical
pattern. We can now create a
complete pattern of elements upon which knowledge is built. Unique artifact tools come in three forms:
entities , sites, and fasteners. These tools are the building blocks of all knowledge. They
are fundamental to language. They are fundamental to physical constructions.
And we shall see that they are fundamental to the construction of human
knowledges. Both entities and sites can be either singular or plural. When
sites are singular we call them parts, and
when sites are plural we call them wholes.
Finally, fasteners can be connections,
relations, or transformations artifacts. Putting it all together,
there are 12 possible ways in which knowledge based on a single element can
be constructed. Entities Sites Fasteners Singular Parts Connections Relations Transformations Wholes Connections Relations Transformations Plural Parts Connections Relations Transformations Wholes Connections Relations Transformations We apply
this logical pattern to the history of knowledge, choosing interesting
phases here and there to test it. The entity artifacts are
the most ubiquitous. Out of them we build a small number of site artifacts
to bundle our entities. And lastly, we construct out of those sites a precious few fastening artifacts
that connect those disparate bundles, unifying our experiences and our
world. This is the Pattern of Knowledge. We have built it logically, based on the forms of
uniqueness. We could have built it solely from experience (which is what I
first did), deriving it from the history of knowledge. That we can produce
the pattern we find in real experience with logic is a very strong
indication that we have built a theory of knowledge. But more on that later.
For now we will do some filling in, which I hope will help to make this
pattern meaningful, perhaps illuminate some knowledge, and start you on the
path to using it. The shift
in the entity from singular to plural produces the biggest change in each
period. We have already seen the
results of the singular and plural entities in the division of all of the periods
into two parts - the individual, idealistic, action,
external period; and the group, realistic, internal, atomistic, interaction
period. These formed the division in knowledge between the tribal and the
first civilization symbols, the
archaic and the classical Greeks, the
Renaissance and the Enlightenment, and the
19th and the 20th centuries. In the arts of the
universals periods, the differences between
singular and plural were striking. Greek archaic sculpture was designed to
geometric perfections; bodies were sculpted to exact proportions and human
features were based on geometric shapes. The forms and features were all designed
to fit a logical geometry and proportion. During the Classic Period the
sculptures looked real. While they did not entirely lose their geometric
(universal) underpinnings, that geometry was now in the service of perception
and realism, producing Greek and Roman works of great fluidity and beauty. We
see exactly this same shift between the early and later Medieval sculptures
in Europe. There, the universals were not geometric but religious. Before
1250 these works were completely stylized, and after 1250 they were, in the
words of Giovanni Boccaccio about Giotto, "real:" Each of
these half periods breaks into two phases, parts and wholes. Wertheimer 1880-1943 The change in sites from
parts to wholes divides each of the singular and plural entity periods into
two halves. We see it clearly in the 20th century; we are surrounded by the
conceptual artifacts of an wholistic phase. All our environments are wholes: gestalts, systems, complexes,
ecologies, structures, unified realms. We have been embedded in our wholistic
environment for almost 70 years, during which we have seen, described, and
invented whole earth, wholistic lifestyles, searching for oneness, and
enjoying stories of complete lives and histories. This is very different from the
environments prior to 1927, when the parts were of the essence and the whole
neglected; when unity was to be found in the pieces being brought together
rather than in the greater whole. In 1927 Werner Heisenberg developed his
Uncertainty Principle, a new formulation of the underlying nature of quantum
mechanics, in which he postulates that there is a fundamental uncertainty in
our ability to measure and completely know everything about elementary
particles including their position and momentum at the same time. There is
uncertainty in knowing the whole. In 1928, Thornton Wilder published The Bridge of San Luis
Rey, the story of the connections between a group of complete strangers
who die together when a bridge collapses. For Wilder, we are all tied
together into a whole. Soon after, Einstein began his culminating and frustrated work to create a
unified field theory. Piaget moved from looking at individual
stages of a child's mental activities to constructing the entire sequence of
their development of knowledge. Bourbaki, the French mathematicians'
collaborative, began to collect the whole of mathematics into a single
organized body of work; just as Euclid had done in an earlier wholistic
period. In 1931, Kurt Godel destroyed the belief that mathematics could be
developed as a complete logical system arguing that such a system would
necessarily be incomplete. And in the mid 1930's Alan Turing developed the
basis for computer languages, the complete set of instructions to create a
computer program. Perhaps the seminal work of this fascinating phase was Thought
and Language by Lev Vygotsky. Published in 1934, months after his premature death, it continues to drive
many of the paradigms of cognitive psychology today. The final
breakdown into the smallest phases - connections, relations,
transformations. The three kinds of fastening
artifacts produced vividly different kinds of knowledge in a lovely sequence
of ideas in physics, starting with the work of Newton. His three "Laws of Motion,"
which opened the Principia in 1686, are among the most famous ideas of
all time. I would imagine that aside from religious phrases, a few lines of
Shakespeare, and a few great speeches, more people can paraphrase them than
any other single work. But while we may be able to mouth the words, few of us
know why there are three, though that question speaks to the essence of their
meaning. Huygens 1629-1695 The first law - describes the non-causal
state; constant (uniform) motion in a straight (right) line is natural and
requires no explanation. This law set up two broad sites in our terminology;
those motions of bodies which are constant and those which are accelerated
(changing speed or turning). The second law - commonly written as joins the cause (force) to
accelerations. Force - the fastening artifact - unites all accelerated
motions in the same standard way. When we see any object in the real world
following a curved path in space or in time, then there is a force acting on
it in the direction of that curvature. The third law - now defines the nature of
forces. They are the interactions between objects, and such interactions are always equal
and opposite. This is the "logical" form of the fastening artifact.
We construct forces as the interactions between objects. Newton's most
famous force, the Universal Law of Gravitation, was designed in exactly this
way, as the interaction of gravitational masses. Newton's laws,
which completely dominated physics for more than 200 years served as
archetypes for much of the knowledge build until 1860, are three in number
because: the first defines the natural state, the second the causal state,
and the third the nature of the cause. Every theory of physics - indeed,
every theory - has these three components, though most of the time the first and
sometimes the second are left unstated. Newton brought a clarity to
theorizing that we have rarely seen since. Bach 1685-1750 Newton's laws,
in the form he expressed them were extraordinarily successful when the forces
were gravitational or like gravity. They were not nearly so easy to use for
calculating the results of collisions. Oh, they explained what happens when
two objects collide with each other, but computing
the actual changes in motion was nearly impossible. The forces between two
hard colliding objects are extremely complex, changing all the time, and very
difficult to measure. D'Alembert, in 1743, introduced a new way to think
about the laws of motion that enabled collision problems to be readily
solved. He built this new conceptualization on the
physics of statics, which as originated by Archimedes, was all about balance and equality.
D'Alembert argued that in an elastic collision - where objects bounce off each other - the total
momentum before and after the objects collided remain in balance. The
momentum (simply the mass of the object times its speed) was, in d'Alembert's view,
the measure of the motion that a body could transfer. He concluded that in
elastic collisions the motions always transferred so as to remain in balance.
This transfer and balance we study today as the Law of the Conservation of
Momentum. Balances are relations; the
fitting together of two sites so that they are equal or proportional.
D'Alembert constructed a relations fastener - momentum - a direct derivative
of Newton's forces and interactions, but very different. It was a new fastening artifact which
connected motions and allowed him and us to solve a wealth of new problems. Smith 1723-1790 There was another class of
problems - also difficult to solve using Newton's Laws
of Motion - of which the swinging pendulum, first studied by Galileo, was an
archetype. These motions have forces that, unlike collisions, can be
calculated, but the calculation is very difficult because the accelerations
vary continuously and often in complex ways. Joseph Lagrange, in 1789,
formulated another new version of Newton's Laws to deal with such complex
motions. He started with what he called living forces and dead forces, what
would soon come to be called the energy of a body. Living force - kinetic
energy - is a different measure of the motion of a body and dead force -
potential energy - is another way of describing forces. Energy, this term
that we use today in an almost magical way, is simply a way of describing
motions and forces among other things so that their quantities have the same
units and transform into each other. In a pendulum, force (potential energy) is
transformed into motion (kinetic energy) as it falls down, and transforms
back as it rises up. Force to motion and motion to force is just the
transformation of energy from one form to another. The total amount of energy
is invariant; a body or a system of bodies simply transforms one kind into
another as its motions change. This became the Law of the Conservation of
Energy, which today, is at the heart of physics. Energy, the fastening
artifact for Lagrange, was still fundamentally Newtonian, but it now enabled
the solution of a great new set of problems. Eventually in the hands of other
physicists, just before the middle of the 19th century, energy fastened a
wide variety of new sites including heat and chemical activity. It is
instructive to return now and then to the Pattern of Knowledge chart to see how these examples fit patterns to the history
of knowledge across all ages But that takes us to a new
story and takes leave of this wonderful 110 years when Newton's
fundamental ideas were stretched and expanded to solve nearly all of the
problems of the mechanical universe. All of these conceptualizations were
Newtonian. The fundamental laws of the universe, though unchanged, were
reformulated in each knowledge phase to be represented by different fasteners
- each enabling the development of more generalized forms. We continue to use
all three formulations: force, the conservation of momentum, the conservation
of energy. Each was a broader idea that subsumed the previous formulation.
And each elegant fastening artifact was a product of its phase of knowledge:
connections, relations, transformations. This pattern pervades
knowledge. We find it across the history of knowledge. We find it in natural
languages. And we find it in mathematics. We teach three kinds of
fasteners for numbers - which is what operations, relations, and
functions are - because there are three fundamental fasteners for all
mathematical quantities. The operation is a connection, gluing numbers or
other quantities together. The equation is a relation, a balancing of two
sides so that they are equal. And the function is a transformation, taking a
quantity through a transmogrifying process to create a new quantity. This small
connection between the Pattern of Knowledge and mathematics is only the tip of the iceberg.
Unfortunately, we cannot, here, fully explore it. Like the different
representations of Newton's laws,
these three ways of fastening quantities together remain in use because each
fulfills a different need and enables us to solve a different class of
problems. In mathematics, which is fundamentally a language, these fasteners
are the "verbs" that tie the numbers or other quantities, the
"nouns," together into sentences. The quantities need not be
numbers; they could be variables, vectors, matrices, or sets. Each of these
quantities holds more information. They can be either an entity or a site,
depending upon how they are used. But no matter what kind of quantity it is,
we bind these entities or sites together with connections,
relations, or transformations fasteners. If we probe mathematics we
would expect to see the same forms we find in knowledge, and we do. The pre-Socratics show
simply and clearly the pattern of Parts & Wholes, and Connections,
Relations, Transformations in an entity period. They also show how the
pattern of knowledge can illuminate the history of ideas. In which we
see a complete singular period in full glory. In large measure, what we
focus on in intellectual history are the fastening artifacts. They are the
great theories, laws, explanations, and models upon which patterns are based;
they are the glues that hold together works of art, architecture and
literature. To help you get a more complete sense of how all of the elements
of the Pattern of Knowledge work
together, let me take you through one of the most fascinating of the periods,
when a single line of powerful attempts to conceptualize the physical
universe dominated intellectual history. The pre-Socratics, the predecessors
to Socrates, were a sequence of philosophers who, unfortunately, we rarely
come in contact with. And when we do, it is most often as academic foils
against which modern methods and concepts of science are compared. In part,
this is because we have so little of their actual works. In part, it is
because we have developed a system of training of our young scientists in the
"methods" of science requiring that we significantly narrow the box
we keep science in. And in part, we have not had any powerful means by which
we can understand what they were thinking about. By following their fascinating trail we can
learn more about the Pattern of Knowledge and by
using the Pattern of Knowledge we can understand them better. To set
the stage - the pre-Socratics were all focused on the same problem, the
search for what the Greeks called the "first principle of
all things." These first principles were the elements of which
everything was made. They were universals, the
most important universals. As we turn back more than 2500 years, I hope you
will find that these early Greek thinkers were the first real
scientists, doing then what we continue to do today. They created theories
that brought order, meaning, and predictability to the universe. We know very
little about what they actually thought, for these early Greeks lived in an
oral society, and it was not until much later that they widely committed
works to writing, and much of what was written down early was undoubtedly
lost or destroyed. Despite the paucity of actual words, these early
"philosophers" were venerated by later Greeks who understood their
great accomplishments. And if we understand what they did, we too shall find
that they deserve our veneration. Water is
the "First Principle" -connections between parts Thales c.600 The first was Thales of Miletus, who must have been a quite
extraordinary human being - the originator of philosophy, the inventor of
mathematical proof, perhaps a predictor of eclipses, and a widely traveled
explorer and businessman. He was also the first person in all of human
history to whom we can clearly credit real ideas. He lived in Miletus on what
is now the coast of Turkey. About "the first principle of all
things," we are told by those who followed him that Thales said - the
first principle was "water." That is virtually all we know about
what he said. We know that this was the first time in human history that
anyone sought to describe the fundamental element of all things. It has been
hard for modern commentators to take this idea seriously; it seems so
simplistic and so wrong. For obviously water is an important element, but how
could it be the first principle, the universal of all things. With unique
artifacts we get an explanation. In this first phase of the singular
universals period he would have been constructing
his most important artifacts, fastening artifacts that acted, that were
external, that were distinct and individual. His sites, also singular, would
be focused on the parts . And his
fastener in this connections phase would be a glue, binding and
sticking other universals together. Understood as the fastening universal of
all things, as a connections artifact, water is a brilliant choice. It
certainly was the glue of life, the glue of dust into clay and clay into
rock, the glue of flour into bread, the glue of sand and dirt into soil, and
the glue that connected the Greek trading peoples to each other. Upon it
floated the earth, and perhaps all of the heavenly bodies. Water connected
all things. It appeared in so many places in the world and it explained so
much that when Thales talked about water as "the first
principle of all things," the glue that binds all together, it must have
appeared to his contemporaries as if their world suddenly was unified and
understandable. Connections artifacts are often like Thales ' water -
glues in which the mechanism is less important than the union. Water is much
like Maxwell's field; pervading all, an aether connecting the universe. A
different kind of glue was devised by Thales' most important associate and
pupil, Anaximander. He said
that all things were joined at birth and for him the connecting universal was
at the origin of all things. He was interested in birth and the source of
life. This version of connections fastener, in which the glue existed
and acted at the origin of the "elements," reappears periodically
in knowledge and can often be very significant. Darwin's On the Origin of Species is a
prime example. Number and
Harmony - relations between parts Pythagoras c.540 Hidden behind the mysticism
of his followers and by his great impact on geometry, we rarely see the
profound advance that Pythagoras made in understanding the first
principle of all things. He said it was number, irrevocably linking
mathematics to science. For Pythagoras, proper numbers produced harmony and
thus explained the relationships between things. He used certain numbers to
join the planets, creating the first comprehensive cosmology. He used number
- the ratio of simple whole numbers - to explain the relationship of musical
notes in chords. And he believed that number was the means by which the
elements were joined, because certain numbers created harmony, balance, and
perfection. He found harmony in the simple ratios of string lengths that
produced musical notes and beautiful chords, and carried that same metaphor
into the numbers that represented the planets and produced the music of the
heavenly spheres. Numbers were certainly
universal; Pythagoras believed that they were part of all
things. Mathematics with its wonderful relationships, whose universality
could be proven, now becomes the basis for uniting all things. For, just as
numbers fit together to form wonderful patterns, like the odd numbers summing
to the square numbers (1+3 = 4, 1+3+5 = 9...), so all things were fitted
together into patterns by their intrinsic number. Number, a singular
universal, separate and external, fitted the parts together and by that fit created balance and harmony.
Relations phases are full of words like harmony, ratio, and balance. During
these phases the unique artifacts of knowledge mate together to produce the
"proper" relations, to
produce balance, to produce harmony, to produce equality and evenness. Number
was a brilliant choice for a relations universal, and the impact of
Pythagoras was profound. Our science today is based on his view that the
relationships found in quantity are the relationships found in nature. Fire -
transformations of parts Heraclitus fl-500 Heraclitus was the first pre-Socratic whose work
we have in his own words, words that even today are wonderfully evocative and
clear. For Heraclitus, the
first principle of all things fastened by transformation. What more
appropriate element than fire to be that transformer? Everything was fire and
fire transformed into everything. We remember Heraclitus in our textbooks as
the first to focus science on change, telling us: "You could not step
twice in the same rivers; for other and yet other waters are ever flowing on."(frag. 41-42)
He transformed forever the way we think about what science has to explain; it
has to explain change. Transformation phases are always
interesting, perhaps the most fascinating phases. The fastening artifact must
both account for change and, at the same time, represent invariance - that
which does not change. For without the invariant there would be nothing to
bring unity to knowledge; everything would be in a state of constant flux and
there would be nothing to explain. Heraclitus first tells us "all things are
one." Fire was thus an especially brilliant choice for the fastening
universal of all things, always changing and yet always fire, itself
invariant under transformation while it changed everything that it touched. "Being"
- connections of wholes Parmenides c.490 Though Heraclitus' clarity
was in direct contrast to the obscurity of the words of Parmenides,
Parmenides was held in higher esteem by later Greeks. His element of all things,
"Being," was the first true abstraction; a newly minted universal
unlike any other. And while Heraclitus taught us to see change, Parmenides
claimed that change was illusory and required no explanation. His fastening
artifact was not one of the parts, but was
now a new kind of artifact, a whole: The syntax may be hard to
follow, but the idea is not. "Being" was a wholistic universal;
everywhere, pervading, surrounding and encompassing, connecting all things. Wholistic-connections fastening artifacts often have this
aetherial quality. As connections, they do not focus on the particular nature
of the fastening, for it is just a gluing. Instead, they emphasize the whole
as against the parts. All fastening artifacts create unity and oneness, but wholistic connections make
the whole the singularly most important thing. Unity is to be found in the
container, in the forms into which all things fit. Such wholistic artifacts
are always abstractions, representing newly constructed ideas not found among
the ordinary ones. For Galileo it was inertia; for Yukawa it was the
pi meson, the glue of the nucleus; for Dalton it was the atom. All wholistic
connections are inventions of new artifacts that surround or are within
things. Love and
Strife - relations of wholes Empedocles c.494 Each of these monumental
figures had his own very distinct personality, one that comes through even in
their precious few extant fragments. Parmenides, so
abstract and logical, contrasted strongly with his successor Empedocles, so
romantic and mystical. But these personalities and styles do not hide the
fundamentals of the fastening artifacts that they invented. For Empedocles,
the first principles were Love and Strife, great currents surrounding all
things, coupling and separating them - fastening by wholistic relations While we tend to discount
this anthropomorphic theory, and even the later Greeks considered him the least significant of these early
philosophers, Empedocles left us with a much clearer notion of
what science should be. He defined the elements as he understood them -
earth, air, fire, and water - and he set the fastening artifacts as clearly
distinct from the elements they joined. Relations phase artifacts are often based
on the human relationship metaphors of love and war or male and female. They
produce science in which the elements are all defined and organized: the
taxonomy of living things developed by Linnaeus, the Periodic Table of the
Elements organized by Mendeleev.
Wholistic relations phases add hierarchy to these
organizations, as in Erik Erikson's
"Eight Ages of Man," wholistic because it was a complete sequence
and relational because each stage was a balance between positive and negative
development. "Nous"
- Mind - transformations of wholes Anaxagoras c.460 In an odd twist, Anaxagoras
was born before Empedocles, but
was, as Aristotle described him, "older in years, younger in works than
Empedocles." The last of the profound pre-Socratics, he constructed a
new universal that as we could guess was wholistic and transformational. Like
all of the wholistic group, his "Nous" or "Mind" was a
new invention, not an existing element, and it was also everywhere.
"[Mind] is infinite and self-powerful and mixed with nothing, but exists
by itself." Mind organized the elements, transforming chaos into order,
and thus shaping and fastening together all of the things in the world. Wholistic transformation
phases often have fastening artifacts featuring flowing fluids. This was true
of Rene Descartes' concept
of gravity as a kind of magnetism emanating from the sun, and Michael Faraday's
concept of magnetism as lines of force emanating from the poles of the
magnet. Transformation fastening artifacts are the most distinct and defined,
the mechanism by which they work is laid out clearly. We can picture how "Mind"
joins elements - we cannot picture how "Being" does it. The phase we have been living in has these
same qualities; we speak of systems, of fluids, of transformations. Our
conceptions are full of such "mechanisms," wholistic transformations
flow through society as well as our physical world. Today's "new
age" interest in holistic medicines, ecology, recycling, spiritual
unity, the occult, energy paths, and even acupuncture represent just a few
examples of our general focus on pervading, transforming substances that
comes with significant ideas in the disciplines like "family
systems" therapy and Big Bang theory. Mind and Big Bang are
fascinatingly similar, they both attempt to explain the origin of the
universe. Mind is external, Big Bang is internal, and of course, Mind is a
universal and Big Bang is an environment, but they both fasten in a great
transformation that orders and organizes the structures of the all of the
elements. More on the
fastening artifacts Socrates c.430 Anaxagoras, who lived until
about 420 B.C., would have known some of the extraordinary new ideas of
Socrates. Born in 469, Socrates looked for his universal truths internally,
in assiduous questioning and a search for logic within. The Sophists and
other competing philosophers sought truth in experience, in sensation and
perception, or in internal logic. Democratus, born in
460, invented atoms as the "first principle of all things," which
he used to explain sensation and perception. Atoms were within; a plural
entity. Realism was the hallmark of the first true history written by
Thucydides, also born around 460. And both realism and the internal source of disease
distinguished the first great theory of medicine developed by Hippocrates,
again born in that same year. But now we have passed the pre-Socratics and
are getting into plural universals, where
there were many more players during each phase offering exciting and
competing first principles. We must, therefore, reluctantly leave the Greeks and the pre-Socratics whose simple and
pure path produced such an elegant sequence in the Pattern of Knowledge. The pattern that we see in
the pre-Socratics repeats across the periods of knowledge. And while each
period - with its own unique entity artifact - produced new knowledge, the
fastening artifacts fashioned during each phase have a familiarity and family
resemblance. For Copernicus, the
great body bringing the earth its heat and light was in the center of the
universe naturally connecting the motions of all the other bodies.
Copernicus' sun, unlike Thales' water,
was an object and not a universal, but it was central, distinct, singular and
it also connected individual elements together. For Maxwell, this central
principle was not a universal or an object, but an environment, the
electromagnetic field, an external singular glue for electric and magnetic
matter. And Newton, in the same phase as Democratus, constructed matter of "bodies," not universals, but
hard, tiny objects whose glue was the force of gravity. In relations phases - with emphasis on harmony,
balance, and human relation - we find the work of Archimedes on the principles of statics,
balancing forces in levers and the other simple machines; the conservation of
momentum by d'Alembert, the
cascading affairs of a Henry Fielding novel, the hierarchical relationships
of Auguste Compte's conception of knowledge, and, of course, the
relationships between observers and the laws of motion in Einstein 's
"Special Theory of Relativity."
The relations phase templates range between mechanical balance and the sexual
relation between men and women. We see a great range of knowledges
constructed during these phases with a variety of physical metaphors from
which to draw. I love the connections between those philosophers whom we
find perhaps the most compelling and yet mysterious: Plato, Dante, Kant,
Einstein and Wittgenstein. They all sought that
powerful invariant in a world of transformation (Einstein's Special
Relativity was developed in a relations phase, his General Theory was developed
during the next phase, parts). As
you peruse the Pattern of Knowledgeas
I hope you will, adding inventors you know and making new connections, be
warned that humans are complex, that most knowledge was developed over
substantial incubation periods and thus may have elements and remnants of a
variety of phases in it. Interpreting a single piece of knowledge my not be
easy and may be subject to question. But overall, the pattern is well
defined, and it can serve as an aide to interpreting and teaching knowledge.
It may also enable a better understanding of both the act of invention and
the motivation of the inventor. I believe that what you
now have in your hands is a theory of knowledge. We look now at a great and
beautiful theory in physics, Maxwell's Electrodynamics, to better see and
understand what it is we have. How to
think about a theory of knowledge? I believe that what you now
have in your hands is a theory of knowledge. It starts with the most fundamental
idea; that knowledge is constructed of artifacts. People construct and choose
artifacts based on uniqueness. We pay special attention to the important
artifacts, assuring that they are generally unique; for we believe that
unique artifacts, both physical and conceptual, are precious. Uniqueness gives us a flexible way of
differentiating, handling, and organizing the vast realms of experience that
we face; a way to choose what we must focus on and to construct artifacts and
patterns of artifacts for holding our experience.
There are only three different ways that an
artifact can be unique; by being different and thus distinct from other
artifacts, by being the same across other artifacts, or by matching and
mating other artifacts. These three forms of uniqueness define the three
fundamental tools and, therefore, the three elements of thought and
knowledge. We produce entities our
names and definitions - by differentiating. We fashion sites - our
categories and classes, our concepts and generalizations - by collecting
entities based on their sameness. And finally, we make fasteners - our
theories and explanations - to link different sites by matching.
We constructed this theory and then
connected these unique artifacts to the Pattern of Knowledge to see
whether these abstractions, which we derived from uniqueness, fit our legacy
of intellectual history by explaining its periods, phases, and sequence. The
fit seems exact and strongly suggests that all of the knowledge we create is
explained by this theory. This is what a theory of knowledge looks like: a
simple, purely logical argument which provides a template for constructing a
pattern that then holds and connects experience in epistemology, intellectual
history, natural language, and mathematics. A short
stroll into a very special part of physics Since a theory of knowledge
is unfamiliar, it may be instructive to look at what a great theory in the
discipline of physics is like; and Maxwell's theory of the Electromagnetic
Field is the most beautiful example I know.
Forgive me for again choosing an example in physics, but this discipline does
give us our purest and most well thought out theories. James Clerk Maxwell,
by 1860, had already established his reputation as a first-rate physicist
working on a wide variety of problems when he turned his attention to the
work of Faraday and the difficulties in electricity
and magnetism. It was this work that marked him as the greatest physicist of
the 19th century, and while he is less well known, he is on a par with Newton and Einstein. Unlike mechanics - the study of the
motions of ordinary objects - which was well understood and
elegantly theorized by Newton and his followers, electromagnetism was then in
a chaotic state. First a
little background There were a variety of
different and often complicated laws dealing with electricity and magnetism,
which generally melted down to three key ones. The electric force between two
static (not moving) charges was the easy one - Auguste Coulomb defined it in
1775, exactly mimicking Newton's Law of
Universal Gravitation. Coulomb replaced the masses (m) by
the charges (q) and the constant of Gravitation (G) by a
constant for electricity (k). The force of electricity, like the force
of gravity, varied as the square of the distance, indicating that it spread
out in straight lines. Coulomb carefully constructed an electric balance to
assure that this law fit the experimental data. Other than being either attractive
or repulsive, this force was very Newtonian. Magnetic forces proved to be much more
complicated. Magnets always come with two poles locked together. The force
between magnets does not spread out in straight lines. And to make matters
worse, by Maxwell's time, the magnetic force was known to be produced by
electricity. What was clear was that a new force, the magnetic force, was
generated when an electric object moved - a very un-Newtonian notion. Andre
Marie Ampere, in 1818, formulated a law describing the force between two
parallel wires carrying electricity. It was a mutation of Newtonian laws; the
force varied as the distance (d) between the wires and not the square
of the distance. And while the force was proportional to the currents (I)
in both wires, it was also a function of the length of the wire (l).
Things were getting messy. Michael Faraday, a wonderful teacher, perhaps the
greatest experimentalist of the 19th century, and the inventor of the dynamo,
which produces nearly all of our electricity, found that moving a magnet
produced an electric current. His Law of Induction was still generally
Newtonian because it was still based on forces between objects, but
these forces no longer followed lines that were straight (witness iron
filings over a magnet) and Newtonian forces were straight lines. He called
these curves "lines of force," and their whole, the "magnetic
flux." If it flowed through a loop of wire and it produced a current in
that loop. Faraday's Law of Induction related the electric force (EMF) that
produced a current in a wire to the rate of change of this flux. More than 75 years of attempts by world
class physicists had produced these and other laws of electricity and
magnetism under the Newtonian umbrella. Each was descriptive, based on a
familiar pattern and not on a fundamental element. Each was very different
and generally unrelated to the others in its form, in the way it looked, and
in the way it worked. The result was complex and ugly. Maxwell opened his great
paper "A Dynamical Theory of the Electromagnetic Field
published in the fall of 1864: Even
without a background in mathematics or physics you will be able to appreciate
the beauty and the simple of this work. His theory, today written
in the simplified notation of vector Calculus with just four equations, is so
elegant and esteemed that we decal it on sweatshirts for college students and
babies. While the symbols used may appear foreign, the
fundamental ideas can be appreciated by all of us, just as we can feel the
wonder of Beethoven's 9th Symphony even if we can't read a note or play an
instrument. A field is
an environment. We can describe it with vectors. The electromagnetic field
is an environment - a continuum - spreading out in space. It is a
"substance." Maxwell believed that this "ethereal medium"
was real. While there are a variety of ways to imagine such an invisible
medium that acts on only electric and magnetic objects, if you think of this environment as an
atmosphere with winds which blow only electric and magnetic particles, then
you will have a good metaphor. This wind, this field, has a strength and a
direction at every place in this continuum. The field can be measured by
placing an electric or magnetic body at a point and plotting its direction
and its magnitude. Imagine filling the field with electric wind-vanes and
magnetic compass needles, each pointing in the direction of the field and
varying in length to show the field's strength. Such arrows are vectors,
mathematical representations for both the magnitude and direction of the
fields. In a simple case, a single charged particle
produces an electric field radiating spherically out from it, the electric
field vectors all pointing straight from the center like a pin cushion. This
field produces a force on a charged particle along that radiating vector.
Even in this static case, the field proved a powerful idea allowing Maxwell
to no longer think of forces "acting at a distance" between the
charges, but instead, of forces as the result of a field generated by a
charge acting on another charge. Forces no longer needed to reach across
space at infinite speed. But it was in the dynamical situations with forces
being produced by motions that the power of this idea became apparent. The
motions of electric charges produce a magnetic field and the motions of
magnets produce electric fields. The
Calculus is the mathematics of change, describing how fast something changes
or how much change has occurred. The search for explanation
and not just for description drives physics. The explanation of change is the
heart of the matter. Whether it be motion or fields, the uniform is the
starting point, the natural condition. The changing field, like the changing
motion is where the action is. We explain it by connecting a cause to the
rate at which the change occurs. For Newton force was connected to accelerations,
for Maxwell, the cause was connected to a changing field. The rate of change
is the realm of the Calculus, invented by Newton and Leibniz, and initially
developed in one dimension along the path of the motion. But the field is
three-dimensional and fortunately by the 19th century the Calculus was
extended to rates of change in three dimensions using double and triple
integrals and partial differentials. You may have seen the "curly
d" Now the
last piece of the logical pattern - there are two different forms of change
of the vector field - Divergence and Curl. Vector Calculus, developed
soon after Maxwell's great work, greatly simplified the model and the notation,
enabling us to combine his original 20 equations into just four. A single
symbol The cross product is a vector that we call
the "curl." Like its name implies, this field is always changing
direction, turning or curling around its source. Returning to our wind
metaphor, if we blow from our mouths, we create a source and that wind goes
straight out, diverging and weakening as it gets further from our face. Wind
in nature, however, is always curling, rotating clockwise around highs and
counterclockwise around lows. We see it in dust devils, tornadoes and on a
larger scale in the satellite images of cloud formations and of hurricanes. And 2 kinds
of fields: There are two kinds of
fields in electromagnetism, the Electric (E), and the Magnetic (B),
(M is an already overused symbol in physics). Here, then, are the logically
defined left sides of Maxwell's equations; the divergence and curl of the
electric and magnetic fields. There are four, and only four, possible forms.
If the field is fundamental then we should be able to connect this complete
structure to the experience of electricity and magnetism - to the descriptive
laws of Coulomb, Ampere, and Faraday,
rewritten in terms of fields rather than forces. That is what Maxwell did! 1. The first equation connects a diverging electric field
radiating in space with an electric charge. It restates Coulomb's Law. 2. The second defines a diverging magnetic field, which
would be the result of a magnetic "charge." But none has ever been
found and thus the magnetic divergence is set equal to zero. 3. The third links a circulating magnetic field, curling
through space, with an electric field changing with time (an electric
current). It expands Ampere's Law. 4. And the fourth ties a circulating electric field which
would produce a current in a loop of wire, with a magnetic field changing
with time (a moving magnet). It is Faraday's
Law. A
logical construction -- a fastening artifact defines and connects
sites -- a framework on which sites and entities of experience are linked. This is what a theory looks
like. It is a logical system (the left side of Maxwell's Equations) - defined
in this case by the unique mathematics of a new element, the environment;
which creates and connects a set of logical sites. When these fastening
artifact sites are linked to the empirical sites - the patterns of
experience, then the theory encompasses and connects our experience. When
that happens, the empirical sites become connected, fastened into a new
unity, which now brings uniqueness to our knowledge liberating us from the
arbitrariness of the experiential names for the sites and the pretense of
their links. It is a very powerful thing. We suddenly have a logical
understanding, a model for our experience drawn together by simplicity and
the power of human thought. It is a fastening artifact, the electromagnetic
field, which has four dynamic forms that now join together the experiential
patterns. Each form of the fastening artifact is connected to an empirical
site (a well-defined collection of experience as described in each law). And
the fastening artifact, in its full glory, now links all of these descriptive
sites together into a unified picture. The theory
of knowledge has the same form. The theory of knowledge
fits this formula. It is constructed with a new element - the artifact - and
builds a logical structure for sites based on the forms of uniqueness and
thus the uniqueness of artifacts. We then linked those basic forms to the
descriptive Pattern of Knowledge - the
empirical sites. And by that action, the unique artifact brings a fundamental
and beautiful unity to this pattern. No longer are the sites or their names
arbitrary. No longer do we wonder if this pattern is unique. No longer do we
wonder why it exists. For we have a theory, a theory that connects the sites
we pulled from experience by linking them to a unique purely logical form. There are three and only three forms of
uniqueness: difference, sameness, matching. With these three forms we
construct the three elements of knowledge and only three: entities based on difference, sites based on
sameness, and fasteners based on matching. We can further differentiate these
elements based on uniqueness: the entities into singular and plural
(difference and sameness), the sites into parts and wholes (difference and sameness), and the fasteners into
connections, relations, and transformations (difference, matching, sameness. We
build knowledge by starting with a unique entity, a template and tool
fundamentally different from any other: a symbol, a universal, an object, an
environment, and now an artifact. We fashion with it our individual entities,
from which we choose a few unique ones to become sites that group and collect
the others, and finally, from a unique site we build a fastener that connects
the other sites together. This is how we construct knowledge. And when we lay
out all of the possible forms, they build the structure of the Pattern of
Knowledge I hope that you now find that all of those
mysterious symbols in Maxwell's Equations were worth
following. For without seeing them, it is difficult to really understand how
simple and yet powerful a great theory can be, and how we build them. I
apologize to those physicists who may complain that I have left out some of
the fine detail. There is a bit more pattern that I have
deleted in this short work. But the essence is here and I hope that you can see why Einstein loved it so; and why, though a full
understanding and more importantly a useful application of a theory may be complicated,
its basic elements are so very simple. Without a theory the way we name and unify
a pattern of knowledge is quite arbitrary. I had all of the elements of the Pattern
of Knowledge by the mid-1970's, but I did not publish. The names I used for each of the forms
were arbitrary; they came from the best description of the empirical content
and did not represent any theoretical-logical meaning. I did not publish
because I did not want the wrong names, the mislabeling of these ideas, and
so I struggled with the theory to get the names right. When we create sites
outside of theory, we get interesting names like those which label Quarks -
color, flavor, up, down. Without theory we make up names and hope that they
illuminate. Without theory we cannot change our vision of experience. Without
theory we do not extend our ideas. This
started it all for me. Before we start to follow
our theory of knowledge into new and uncharted territory, let us linger for
just a moment longer at the wonder of Maxwell. In my favorite passage in all
of the literature of physics and the one that more than any other single
thing enabled me to understand the great leap of Maxwell and the others in
the 1860's, Einstein describes the genius of Maxwell's contribution. They
connect aspects of experience that are totally unexpected. Beyond the sense of
completeness and clarity that Maxwell's unification brought to laws of
electricity and magnetism now directly tied together, his theory also
produced some exciting surprises and totally unexpected results. Not only did
his theory join together Coulomb's, Ampere's, and Faraday's laws,
but it made sense of and integrated many other electrical phenomena including
capacitance. And in one great and totally unexpected result, a direct
extrapolation of these equations - Maxwell joined light to electricity and
magnetism and paved the way not only for an understanding of light, but also
for the development of radio, all of our electronics, and our electromagnetic
communications. Our theory of knowledge, if it is powerful, should extend to
other parts of knowledge that were not included in
the development of the theory and provide us with some wonderful surprises. There is only one set of
tools for constructing artifacts. Children use it as well as adults, and we
see it in Piaget's Stages of the development of knowledge by children. Unique Artifacts apply to children as well as
to adults and explains the stages of Piaget. Thanks to Jean Piaget, we know
a lot about how children construct knowledge. His stages of development of
knowledge are well documented in children across a wide variety of societies
and cultures. The sensori-motor stage runs from birth to 2, at which
point most children begin to speak in sentences and become pre-operational.
At about 6 years of age, children become concrete operational and are
able to apply and use standard operations on symbols and conventional classification. Lastly, between 12 and 14,
children become formal operational and start to use logic, abstract
metaphor, and formal reasoning. If we look at the new things children do at
the onset of each of these stages with the inventions at the start of the
periods of knowledge, the connection between the pattern of knowledge in
children and in human history is plain. Concrete
operations uses plural symbols - empire knowledge meets 6 year-olds At the onset of concrete
operations, children's learning explodes suddenly. They "get"
reading, going from words to sentences nearly overnight; they learn do
mathematics, count to any numbers, add and subtract, tell time, follow
calendars, understand sophisticated classification, play their own and adult
games with complex rules, and work together in large organized groups on
major projects. They even draw with standard methods, often that they invent,
and they draw full-featured human faces and figures in profile or frontal
poses. These knowledges match those of the empires. It is uncanny how close
the resemblance is. The inventions are the same! The inventions are the same because the
tools are the same - both concrete operational children and
"empire" adults use plural symbols to construct knowledge, symbols based
on sameness. We can teach concrete operational children to read and write
because they can use a few symbols, common elements, to represent all words.
They invent well-defined representations in their drawings because these are
visual underlying symbols that remain the same throughout a wide variety of
pictures. They can do mathematics because they can use number and operation,
categorical symbols, and see these same elements as common to anything that
is countable. And they can play rule-based games because games are built on
symbols, fastened by rules which are entirely independent of the players. A
quarterback is a position and a type of player, and an touchdown is a well
defined rule for the interaction of these players. We could, in fact, call
concrete operations the game phase. Concrete Operations is the use of rules on symbols. To
have rules, symbols must be constructed on sameness; they must represent a
class or category. Thus the knowledge constructed or learned by 6 to
12-year-old children and by the empires appears, and is, fundamentally the
same. Formal
operations is singular universals - Greek knowledge and 13 year-olds Formal operational children
search for truths; construct proofs, attempt to build logical systems, use
variables, and start to argue formally and universally. Their entry into
formal operations is accompanied by explosive growth. They change before our
eyes both physically and mentally; suddenly making arguments and explanations
that are adult-like abstractions; they enter into conversations about
religion, society, evolution, politics, and all manner of philosophical
subjects. They can make and follow a long, logical argument. They can learn
to solve logical puzzles, and they can use variables. We can teach them to
prove geometric theorems, to be critics of essays, and to understand abstract
metaphors. Their inventions, their interests, and their reactions are very
much like those of the early Polis Greeks. They
are formal operational, they use universals instead of symbols, seeking
truths and logical meaning. The universal enables formalisms, proofs,
logic, abstractions, theories, and, of course, true metaphor where an entire
idea is given broader meaning, universality, by being associated with a new
word. Like the Polis Greeks, the
world of logic for formal operational children starts with singular
universals, absolute truths, and individual visions of themselves and their world. They
become very independent, creating their own rules of behavior which they
consider logical. They form identities separate from the family, around local
universals, local "guilds," joining gangs, and forming small but
very strongly defined groups. And they love making new rules for society-
formed to be just, ideal, and equitable. This is the singular universal as
the unique artifact for constructing knowledge. Pre-operations
is singular symbols - tribal knowledge and 2 year-olds. We do not find it at all
odd that developmental psychologists call the pre-operational period
"the magic years." Most children burst into language between two
and two-and-a-half-years; jumping, nearly overnight, from using just a
handful of individual words to speaking in sentences with rapidly expanding
vocabularies. They tell stories, develop rituals, believe in magic, make up
names, fashion fantasies, recognize traffic signs, become fascinated with
familial relationship and kinship systems, and create elaborate magical
formulas and mythical explanation for all sorts of things. They construct
stories and explanations that are "magic" and ignore the
constraints of the real world. They personify objects and natural forces, telling us "the thunder is
angry." They confound fantasy and reality, cause and effect (the clouds
make the wind). And they invent names out actions. Their magic orientation,
their new capabilities, and their inventions- including their art - look just
like those of the tribal societies. They are using symbols for the first time, and whether their
symbols are borrowed or invented, they are recreating the world. While their
language certainly has a mimicry component, must of their syntax is of their
own invention. Their creations and actions and those of tribal peoples are
very similar in form and in kind. They even like to dress-up, decorate,
engage in socio-dramatic play, and tell action stories. Knowledge
building in children and adults follow the same pattern because both are
based on the same tools - that is - the same theory applies to each. This connection between the
development of knowledge in children and the historical development of
knowledge is not, definitely not, part of that weary ontogeny-phylogeny
debate. The issue isn't one of recapitulation, but rather that the pattern to
the development of knowledge in both children and in intellectual history is
constructed with the same tools. Children and adults construct knowledges
that are fundamentally the same, because the sequence of unique entities and entities, sites and fasteners that
both use is based on uniqueness and cannot diverge. Thus, the patterns we
find in their respective development of knowledge must be the same. The
Unique Artifacts theory applies to the
construction of knowledge by children just as it applies to the construction
of knowledge by adults. What is different, of course, is the nature
of the knowledge that is constructed. Children replicate the adult
construction of physical artifacts; they make pictures, build block
buildings, dress up, cook pretend food, dig ditches in the sand, carve shapes
in clay, and invent all kinds of things that mimic our adult creations. But
they do not create the kinds of wonderful, complex, and profoundly beautiful
artifacts that adults do. They may build knowledge artifacts out of the same
kinds of tools, but they do not build the same qualities of knowledge. They
do not have the patience, maturity, or skills to do so. It is no different
for conceptual artifacts than it is for physical artifacts, the tools and the
types are the same, but the results are different. What is clear is that
forms of these artifacts, no matter how crude or fine, are totally dependent
upon the tools that are being used, and these tools follow the same, the
exact same, patterns of uniqueness. The unique artifacts from which humans
construct knowledge are the elements of all knowledge. Children seem to have natural mental
maturations at Piaget's key ages, and if their society has enabling entities, they naturally jump to the next step.
Indeed, if we were to analyze the development of knowledge in children more
carefully, we would actually find the same pattern of phases we found in
historical knowledge. These are not fully delineated in Piaget's work, but
they are not difficult to articulate when we look at how and what we teach
children at each grade level or at how they behave before formal schooling. The
Sensori-motor stage is pre-symbolic and does not have a comparable phase in
the Pattern of Knowledge I did leave out the
definition of a phase that exists in children but does not have a counterpart
in the Pattern of Knowledge. Sensori-motor is the stage from just after birth
to about 2 years of age and the one Piaget initially studied. It is the stage
before formal language, where words are things and drawings are scribbles. It
must represent a different entity, one that I call signals. A symbol is a name for an experience,
a signal is that experience: hunger, thirst, fear, joy. It may come from the external world to be dealt with or it may emanate
from inside the organism as an expression. For most children up to 2
years-of-age, words are such signals, as is crying or laughing or making
signs with their hands. Their art works are signals, like so many of their
physical actions. This entity was undoubtedly used by our pre-symbolic
ancestors, and likely underlies learned animal behavior in chimps, dogs,
horses, and other species. While signals, particularly shared signals can be
complex; they are limited in number because each represents a single action
or sequence of actions. Trained primates seem to be limited to about 250
signals. Though a new entity, it follows the same sequence of phases as the other entities - phases that can, with minor
variations, be connected to Piaget's stages of sensori-motor development. Children and Knowledge Sensori-Motor Plural
Signals Pre-Operations Singular Symbols Concrete
Operations Plural
Symbols Formal
Operations Universals Unique Artifacts applies to thought as well
as to epistemology. Psychology, established a
little over 100 years ago as a separate discipline, rapidly grew beyond its
initial study of the way individuals behaved in different physical
environments. It
quickly accrued cognitive development, abnormal behavior, and learning
theory, which had been elements of either philosophy or medicine during its
first two decades, and it has continued to add interesting parts of other disciplines, like linguistics
from the humanities, or build new disciplines like cybernetics. Psychology
has been the vibrant discipline of the 20th century. Today we learn about
thinking in courses mixing behavioral psychology, the learning process, human
development, the nature of language, and advanced programming and the visual
display of information. We do not learn about thought in connection with
knowledge. And while Piaget and his followers may describe
themselves as epistemologists, they do not connect the study of thinking and
intellectual history. Detached from philosophy, cognition severed its ties to
knowledge. And there it remains today, thought and
knowledge in separate realms, considered to be completely different, studied
in different disciplines, and virtually unrelated. Obviously this cannot be
the case. Perhaps it is time to extract knowledge from philosophy and thought
from psychology; to bring them together into a new discipline. While this
short work is not the place to indulge in a thorough analysis of thought and
its connection to knowledge; we should, before we conclude, look at a few
familiar elements of cognition and their obvious connection with unique
artifacts and thus with knowledge as a means to illuminate both. I am
convinced that there should be no fundamental separation between thought and
knowledge - that the way we construct artifacts and the artifacts we
construct are fundamentally connected. We can tie the tools for
constructing knowledge to the standard types of cognition, Bloom’s
Taxonomy. We have only one set of tools for constructing artifacts. Thought and knowledge are
connected! I know of no comparable
pattern of thought in adults to Piaget's
stages. The closest thing to even a list is Benjamin Bloom's
Taxonomy of Cognitive Objectives developed by a
committee of educators and scholars headed by Bloom and published in 1956.
Bloom listed six stages of thought- knowledge, comprehension, application,
analysis, synthesis, evaluation- a comprehensive hierarchy, as we would
expect from a pattern developed in a wholistic relations phase. The last three of his
objectives, Analysis, Synthesis, Evaluation, were drummed into our teacher
heads as the most important aspect of what we were to do with kids, the
higher order thinking skills! Much of the focus of today's educational
curricular reform can be traced to this Taxonomy. And while, it is not at all
clear that the Bloom Taxonomy is a complete description of the tools we use
to think, it provide us with a much needed and well-established pattern that
we can work with. We will start with the higher order skills, and return to
look at the complete pattern which has, I find, an interesting structure. Analysis Analysis is the act of
differentiating. Bloom describes it using verbs like -
compare, contrast, differentiate, discriminate, examine, experiment. Analysis
is a fundamental cognitive process because it is the search for difference.
Whenever we take apart something, be it ideas or physical objects we are either creating or looking for
difference. This is the act of cutting up experience. It is not difficult to
see that our tool - analysis - is based on the uniqueness form - difference. Twilight is a good time for us to see how
the world looks to babies and to see how we come to analyze a section of
experience for the first time. If there is just that right level of darkness
after it has gotten just dark enough for our color cones to no longer work
well and while there is just enough light to enable us to still discern
shapes if we work at it. And if we are in a new place, perhaps driving down a
highway or waking in a strange room in the middle of the night. And if we are
suddenly brought to attend and look out at that world, we catch a glimpse of
unrecognizable experience. We suddenly do not know what we are looking at.
Everything seems strange. We start to stare at things, to try to make
out shapes. We look for edges; we search for differences to start building
shapes. We cut out a form here, and then another there, looking for something
we recognize. Once we have constructed a few of these entities by difference, we usually know where
we are and the rest of the vaporous shapes fall into a pattern. But it is in
that first few seconds that we can see our minds at work. We can see how the
infant begins to shape their world. And we can see what we do when we analyze
anything. We look for edges, for discontinuities, for differences, and we
begin to construct artifacts from that experience by cutting it up. Thus
analysis is the thinking process we use to create entities, the basic
artifacts fashioned by difference. Synthesis Bloom describes synthesis with words like -
arrange, assemble, categorize, organize, plan - the act of putting things
together. To synthesize is to find sameness, to collect common artifacts, to
build patterns, even taxonomies. It is the opposite of analysis just as
sameness is the opposite of difference. Here are the two forms of uniqueness -
difference and sameness- playing such a fundamental role in cognition. When we synthesize knowledge, we are
literally finding sameness. While in everyday language we may talk of
synthesis as both the collection of things and the making of theories, we
will, as Bloom did, connect it to the former. A synthesis
is the making of a collection, the finding of a pattern. In our language it
is the construction of sites. It is thus fashioning using sameness. When we
synthesize, we make a new container for our experience, grouping disparate
experiences into a single unified artifact. We do so by looking for what is
the same in that collection. Evaluation At first glance, evaluation
does not seem to fit our pattern. And perhaps there is a better word for what
it is we do at this level of thought. But when we look again at the
descriptive verbs that Bloom uses - attach, judge, evaluate, argue -
words that we connect to fastening, to the linking of artifacts into a
theory. When we create theory, we explain, we give reason, we join, we
integrate. It is theory that allows us to evaluate. For in evaluation we are
making a match and matching is the third form of uniqueness. It is the
fastening artifact that connects our world together that enables us to join
disparate experiences and the act of doing that is in essence an act of
evaluation. That is why Bloom and his group have chosen this odd word, and
that is why it is based on matching. The higher order skills of Bloom's
Taxonomy, the cognitive skills that most of us would agree our young must learn and master,
are based on exactly the same forms of uniqueness, as are the fundamental
artifacts of knowledge, entities, sites,
and fasteners. Analysis, synthesis, and evaluation are based on difference,
sameness, and matching. When we analyze we seek differences, when we
synthesize we seek sameness, and when we evaluation we seek matches. The whole
pattern It is not surprising that
uniqueness plays this essential role in cognition. We would hope not to find
a fundamental separation between knowledge and cognition, but we can now see
that they are constructed on the same basic forms. As I said earlier, the
full pattern of Bloom's Taxonomy, which includes knowledge, comprehension, and application, is fascinating. If we now
go back and look at the first three stages - knowledge, comprehension,
application - we notice that they look surprisingly similar to what we
have already done. When we create knowledge (in Bloom's use of the term, actually
factual knowledge), we define, label, name, recognize; in other words we
differentiate. And when we comprehend, we classify, select, describe; we are
collecting and finding sameness. And finally, when we apply, link, connect,
use; we are matching disparate ideas. Knowledge, comprehension, and
application, like analysis, synthesis, and evaluation are our use of
difference, sameness, and matching. ---------- Knowledge ---------- Analysis Singular Difference Plural Difference
Simplicity The odd
dichotomy This wonderful old Shaker
song seems so at odds with the real world, much as the Shaker's themselves
were with the rest of 19thcentury America. The world is complex, broad, and
multifaceted. We expect theories to be complicated and large. Our disciplines
are driven by great organizations - numerous practitioners jointly sign new
works, large scale funding is required to advance the state of the art, and
we have the belief that significant new knowledge will come out of massive
collaborations, “Manhattan Projects." And while we may yearn for simpler
times, as did the Shakers, we are generally unshaken in our belief in the complexity of our world. Yet there are a few bits and pieces which
should cause us to pause. When we listen to those who worked with the great
thinkers, Einstein, Bohr, Fermi, we are told of their most special qualities, the ability to ask simple
questions. We love the child-like nature of Picasso, of Richard Feynman, of
Linus Pauling. And when we describe people as child-like we are most often
describing their essential simplicity. It does seem odd that often the
deepest quality of great inventors should be described in these ways. Just
maybe, that old Shaker prayer really does express something truly profound. Simplicity -
An auto example We can get a better sense of this by
looking at our most prominent physical artifacts, automobiles. The Model A
Ford, introduced in 1928, was wonderfully simple, indeed it was much simpler
and easier to use than its predecessor the Model T. Perhaps the first truly
modern car - it was manufacturable, had all of the same components as today's
cars, and was designed to be cheap and easy to assemble. When we try to
restore one, we see all of the parts that are still fundamental to today's
cars. Compared to our automobiles, its parts were much simpler, but it was
actually more complex to construct. Despite the great strides we have made in
the sophistication of our automobiles, we have actually made them simpler to
put together. The roof of the Model A was fabric, covering metal cross bars,
screwed, clipped, nailed, and hooked into the body. Compared to a modern car
with a single stamped welded roof, it was very complex with many parts. Starting my son's Model A requires turning
on the gas valve, setting the spark advance, the choke, and the idle speed,
pumping the gas petal, turning on the key, holding in the clutch, and
pressing the starter button with your foot. Starting my Saab requires turning
the key. We no longer make a separate body and frame
(chassis) of a car, but instead mold them together in giant presses of the
same steel. We no longer make the floorboards of the car from multiple pieces
of plywood carefully cut to shape, but of a single sheet of molded steel. The
parts of a modern car are certainly much
more sophisticated than those of the Model A, they are no longer machinable
or fixable by a home mechanic, but the overall construction is actually
simpler. The automobile companies make it easier and cheaper to put together. The history of the automobile is a mirror
of the history of knowledge. The first horseless carriages were very simple affairs,
equivalent to a golf cart. As they became automobiles, they grew more and
more complex with new parts added year after year, lights, brakes,
doors, locks, transmissions, reverse, electric starters, fuel pumps, heaters,
automatic transmissions, and on and on. At first, each of these new parts was
just added on, effectively bolted onto the machine. Thus the trunk was
actually a wooden "truck" that could be found in any home, strapped
to the rear of the car. Then came an integration, when separate parts were
collected into a new part or a new whole. The car looked different, worked
differently, and was manufactured in a new way. The Model A was such a car.
The pattern follows an increasing complex collection being replaced by more
complex and sophisticated elements and more highly integrated wholes. The
automobile industry has just been through another such cycle, today producing
a car that is much better built and much more satisfying to drive then those
of the 1970's and '80's. Simplicity and Knowledge It is the same with conceptual artifacts
and the Pattern of Knowledge. We start simply; build complexity taking in more
and more parts and more and more experience. The
sites and fasteners become complicated. We then invent new fundamental
elements greatly simplifying the sites and fasteners. Simplicity is the answer to an interesting
question about the elements of knowledge. This is exactly what happens when a new
element of knowledge is invented. It can hold much more, and it can contain a
much wider variety of experience. It enables us to greatly simplify our
constructions, the building of other artifacts. Simplicity is the answer to an important
question. Why do so many, but not all, of the greatest ideas appear at the
biggest changes in the "Pattern of Knowledge?"
Why did the revolutions of the 7th century, of the 1500's and the 1860's
produce so many new and fundamental works? It is because such new fundamental
elements enable great simplifications in our knowledges. The new element is more powerful, more
sophisticated, capable of holding much more. And the fasteners are so much
simpler. It makes our world look simple and understandable. Once such an
element is fashioned, it creates the potential for such vast simplification
that it opens the floodgates to invention and with lightning speed passes
from discipline to discipline. While at first blush, we may think of a new
element as complicated, as difficult, as sophisticated, as hard to create;
as we come to understand it, we see it as profoundly simple. We stop seeing
what it took to construct this element and begin to see it as our essential building
block. It is more abstract, and harder to get our arms around initially, but
as we do learn to understand it, we see its essential simplicity and how it
simplifies the world around us. We thus do treasure simplicity as the
Shakers did. Uniqueness implies rarity, which explains why
parsimony is so important in knowledge. The search for simplicity
is fundamental to the work of our scientists and philosophers. It is
described as parsimony. The quest for parsimony seems to be at the heart of
the invention of knowledge by its greatest inventors. Over and over again
they have told us that they follow Ockham's Razor, the fewer the propositions
and the simpler the foundations, the closer knowledge comes to the
"truth". Nearly unanimously they viewed their task as the creation
of unity using the fewest assumptions. Unique Artifacts turns this personal philosophy into a fundamental
postulate - a general philosophical principle. For the very essence of
uniqueness is parsimony. To be unique is to be rare, and we postulate that
the invention of human knowledge is the fashioning of unique artifacts.
Therefore, unique artifacts must indeed be very rare. Parsimony is the essence of our belief that a
construction is in fact unique, that another artifact cannot be built which
will have fewer assumptions and unite the same experience. Parsimony gives us
great confidence that our fastening artifacts are rare and thus unique. That
is why our greatest thinkers use the fewest possible assumptions. That is why
it is futile to try to devise a new field theory of gravitation to replace
General Relativity. If the assumptions are few then we have a high level of certainty that the idea is
unique. Fastening artifacts are very precious. We invest great
effort and energy into them. We reorganize our cognitive world based on them.
We concentrate research on them. We extend them, building an entire
scaffolding of knowledge upon them. And we teach them to our children with
proper diligence. We humans are knowledge conservative; we do not change our
knowledge or belief systems readily - it takes too much effort. It is thus
very important that the fastening artifacts we choose be unique, that we will
not have to reorder our knowledges, particularly our fundamental concepts,
very often. Therefore, we search for parsimony as a powerful vector to
uniqueness. It is this drive for uniqueness that motivates the search for the
fewest and the simplest set of assumptions upon which to build works. This
demand for uniqueness underlies the greatest of our theories, the best of our
art works, as well as the most beautiful of our physical artifacts. Parsimony, a
simplicity of assumptions, the use of the fewest possible foundation
concepts, is the expression of uniqueness in thought. We love simplicity and
parsimony because we crave uniqueness and we believe that fastening artifacts
are unique when they are simple. Uniqueness explains the shifts between the Elements
- symbols, universals, objects, environments, artifacts. Abstraction has proven to be a very powerful and
yet very elusive idea. While we use it all of the time to describe thought,
we never seem to get a full grasp of it. Uniqueness provides a measure of clarity. The abstractness and
uniqueness of artifacts are clearly connected. The more abstract an artifact
is, the broader its reach and the more likely it is to be unique. When we
think, we try to construct the largest idea that we can to hold our
experiences, for that idea will necessarily be rarer, more unique. It will
also be more abstract. We are always trying to replace many entities with fewer entities, many sites with
fewer sites, many fasteners with fewer fasteners. We try to make larger
artifacts that will replace a multiplicity of smaller ones. Such larger
artifacts, further from individual experiences because they encompass greater
quantities, are more abstract. Our drive to uniqueness is necessarily a drive
toward abstraction. We often confuse and denigrate the
abstract, when we are given a generalization as an explanation. It is common
for people to say - "It is the environment. It is human nature." -
and for us to feel that we have been told nothing useful. This is no more
mysterious than the difference between a complete physical artifact and one
that is just beginning to take shape. The unfinished project may appear
wonderful to the artisan, because their finished vision is clear. But for the
rest of us that vision must be fully constructed. So it is for the artifacts
of our imaginations. They must be fully constructed for us to appreciate and
accept them. Thus a broad generalization is not necessarily an abstract
artifact, unless it is complete.
Abstraction explains the differences between the
artifacts developed by children and adults, even when they are based on the
same unique entities. The adult's artifacts, generally richer in experience, are more abstract than the
child's. They are thus more unique and more powerful. While superficially the
artifacts seem the same, upon closer examination they will show substantial
differences in abstraction. As our minds grow stronger and our experience
increases, we seek artifacts that are more abstract for they are more unique
as vessels for larger quantities of experience. In this same vein, abstraction helps us to
better understand the differences between everyday artifacts and the great
human artifacts. They differ in abstraction, in the quantity of experience
they can hold. The great human artifacts are abstract; they are models for
other artifacts. Of course, they must be finished, and they must be complete.
The difference in abstraction is thus the difference in uniqueness.
Abstraction is a measure of uniqueness. Now, finally, we return to those artifacts
that started our quest, the unique entities (symbols,
universals, objects, environments, and now artifacts). These elements of knowledge are also the greatest abstractions
that we have. And it is of great interest that our most powerful abstractions
should only come in these few forms. At its most fundamental, abstraction
must then not be continuous. It must have discrete levels. We build abstraction
on the broadest scale in large and singular steps. Symbols,
universals, objects, environments, and now artifacts are the most abstract
and the most unique ideas that we have. Each is the next largest idea that
encompasses the previous one. We can make environments bigger and bigger,
more and more abstract; but if we are to construct an element that is
different, that enables simplification and not just greater abstraction; then
our invention jumps a significant level of abstraction. Each of these Unique Elements is fundamentally different from the other. Each is
a new stage of abstraction. Here we come to a crucial point. There are
two great thought drivers, simplification and abstraction. We seek to
construct ideas that are simpler and thus more unique. And we seek to
construct ideas that are more abstract and thus more unique. Artifacts are
unique when they are different and when they are the same. When we seek
simplicity we are searching for difference. When we seek abstraction we are
looking for sameness. The essential tools for the construction of knowledge,
sameness and difference are also the essential tools that drive thought. To
simplify is to group together, to fashion sameness in our artifacts. To
abstract is to differentiate, to separate, to define a difference from other
artifacts. This combination of simplification and
abstraction is the basis for the unique entities. Each is more abstract that the
previous one. Each produces a great simplification. Without simplification,
abstraction only leads to complexity. And without abstraction, simplification
leads to triviality. These ideas are the heart of thought because they are
the fundamental unique elements of thought in the construction of singular
artifacts. Incredible as this may seem, it provides us
with an explanation for the unique entities. We
commonly think of concrete to abstract as a continuum, but when artifacts are
most fundamental, their abstractness comes in very discrete packages.
Abstraction also helps us to understand the shifts
in the unique entities from symbols, to
universals, to objects, to environments, and now to artifacts in the Pattern of Knowledge. The sequence is growth in abstractness of our
fundamental elements. Each is the next level of uniquely abstract entity.
Each element allows a new level of abstraction, a new unique step in the
capacity of our artifacts to hold experience. And each brings with it a new
level of unity. And here, finally, we return to the
beginning of this work, where we found the fundamental elements that produced
the great periods of knowledge. These elements - Symbols, Universals, Objects,
Environments, and now Artifacts- are the basis for knowledge, the templates upon which we design
the artifacts we use, the forms for the entities and thus the forms for all of the artifacts. They are the
very essence of our knowledge, the most fundamental building blocks. We have
already said that each is unique, fundamentally different from the others.
And now we can say why. Each new element is unique because it is
different from the one that came before it. Each element is unique because it
is a union of the one that came before it, collecting all of those that came
before it as the same. Each is unique because it is different, fundamentally
different from those that came before it. Thus we can fashion ever increasingly
complex environments, adding
more and more, larger and larger environments together, but we fail to
produce increased uniqueness or even increased abstraction. For to create
fundamentally new uniqueness we have to construct a new kind of artifact, a
new element. It must be different from those that came before and yet include
them. Such are the unique elements. Now, since we have made one, why can't we
construct others? We have the formula! We have the formula - but unlike
singular, plural, parts, and connections,
relations - the unique entities do not form a regular, repetitive
pattern that we can apply an algorithm to. The unique entities are free
inventions, we cannot imagine the next one until we have used, fully explored
the current one. We make a new one by fashioning a union of the old ones and
then creating something fundamentally different. That is what makes them
unique. This last is an invention, an act of creation, and we have been
witness to a history of new invention that cannot leapfrog the pattern. We can thus predict the pattern of
knowledge in broad brush for the artifact period, but we cannot construct it
out of sequence. And we shall have to wait until this period is complete
before we will find what it is that will govern the knowledge building of the
next. We need not at all fear that we can see the end of our construction of
knowledge. Indeed it is just beginning. And it remains, as it has always
been, an act of profound and wonderful invention.
This is an
extraordinary result, totally unexpected, and potentially of great import. Powerful theories always
produce wonderful surprises; connections not expected and often far from the
main thrust of the theories themselves. This is because theories and
explanations bring more order and broader connections than the original patterns
these constructions sought to unify. Sometimes, like the connection between
light, electricity and magnetism in Maxwell's theory of the Electromagnetic
Field, these surprises are almost immediately apparent. Sometimes they lay hidden and
emerge slowly, as did the Black Hole hypothesis from Einstein's
General Theory of Relativity. For me, the Unique Artifacts theory produced a startling
surprise - a connection between science and art.
The realms of science and
art have been separated since the Greek revolution- the one logical and
dedicated to the search for universal truths; the other mysterious,
affective, and dedicated to the search for beauty. Science has traditionally
been viewed as objective, representing the rules of the external world, while
art has been personal, portraying the individual artist’s perspective on a
reality full of emotional overtones. And while all art can be said to
replicate reality, even the most "realistic" represents a personal
vision of that reality. Today, science seems to be getting more logical and
rigid in its attempt to form its consensus on the way the world works. At the
same time, the arts seem to be moving further and further away from what we
think of as reality in their search in "abstraction” for collective
visions. Of course, there have been attempts to make art scientific; like the
works of George Seurat, Alexander Calder, and M. C. Escher. And the sciences
may from time to time lean on artistic metaphors as in the choices of names
like "quark" and "charm" in particle physics, and the
efforts by Hermann Weyl and others to focus on symmetry. But no one would
confuse the two, or even claim that either has much to learn from the other. Why is it that aesthetics
playa role in scientific theory building? Yet, if we begin to look
for connections between the arts and sciences, we do
find odd points of correspondence. The great theories in the sciences,
particularly in physics, are often described aesthetically, as beautiful and
elegant. The invention process in the sciences is described by the great
scientists not in logical terms, but rather in words like intuition, guess,
feels right, elegance, that we associate with the arts. Certainly these links
are tenuous threads across what is a great gulf. But they are anomalies, and
it is in such odd occurrences - which poorly fit our models - that we often
find reasons to rethink fundamental assumptions. Nor should we forget that
the Pattern of Knowledge dramatically links inventions in the arts with those of the
sciences, suggesting that these great domains may indeed be much more tightly
connected then we might have imagined. Why is it
that we human beings are so artistic and so decorative? Art and aesthetics have
always been a major part of being human. We take it for granted that, as a
species, we are artistic. From the earliest times, humans have decorated
their clothing, painted and tattooed themselves, drawn on cave walls, scribed
rocks, carved stone, and made trinkets and icons of bone and other materials.
Most assuredly, like contemporary tribal peoples, the earliest humans must
have decorated most everything. Even the Neanderthals decorated their graves. It seems odd, when we really consider it,
that so much time and energy should have gone into decoration. If evolution
is only about survival and procreation, then what is the value of all of this
decoration? Why, if we are fighting "tooth and claw" for food and
shelter, do we have an aesthetic sense that we work so hard on? I even
believe, that while the cause and effect can be argued, the most successful
tribal peoples were those that produced the finest decoration. They seem to
have often been the most powerful, the most prosperous, the most inventive,
and generally the dominant societies. We are so taken with both the quality
and the quantity of decoration that we consistently credit it to religious
purposes. But the pervasiveness of decoration - the connection between fine
art and successful survival, and the huge investment that humans have put
into aesthetic activity - certainly suggest that there is much more to our
interest in beauty than we generally acknowledge. It must be a matter of
survival! Why is it
that we know, nearly instantly, when an idea is right? The literature on
scientific invention is filled with both autobiographical comments and first
hand reports of the process of invention. The common and striking aspect of
these reports could be called "instant knowing." Most discoverers
tell us that they knew they were right almost immediately. They had been on a
long search when suddenly - whether walking in a field, sitting under an
apple tree, waking from a dream, or experiencing a revelation while stepping
off a streetcar - they saw the idea, the theory, the model, and instantly
knew it was right. Those who had the magical opportunity to be
among the first to study new inventions often replicate the reaction; the
instantaneous sense of rightness. And from both the inventors and the
scholars, the universal sense of "knowing" a theory is correct and
"seeing" that it is beautiful, is pervasive. When the 1919 eclipse
results matched Einstein's General Relativity prediction, Arthur Eddington, when
asked what he would have done if they had not, replied: "Then I would
have been sorry for the dear Lord - the theory is correct." We
determine rightness very rapidly. We do not initially rely on tests or on
careful consideration - but on intuition, on a sense of beauty, on aesthetic
qualities. How do we
know a unique artifact? We know it by its beauty. We invent artifacts
constantly, throw most of them away, and fashion and perfect very few of
them. We are constantly bombarded by the artifacts of others, and we cling to
very few of those; most we dismiss without attention. We do not apply
deductive or inductive logical tests to these artifacts that we accept or
dismiss; we don't have time to do that. We are using some other method for
determining which artifacts we will pay attention to, which artifacts are unique.
For physical artifacts it is the ones that are the most beautiful, and I
would argue that it is the same for conceptual artifacts. We screen for
uniqueness by beauty. It is our aesthetic sense that is the basis
for our intuition, and it is that sense which seems to choose those artifacts
we will attend to. Perhaps that is why we have two sides to our brains: the
serial, logical, linguistic, left side, and the artistic, aesthetic, right
side. I imagine that the left side is constantly inventing new artifacts or
bringing new artifacts in from the outside world, while the right side is
watching, screening, using its sense of beauty to find those artifacts that
are unique (different, the same, or matching) and grabbing those for our
attention. Our minds have to be able to spot uniqueness quickly, to value it,
and to discern what is unique and rare from what is arbitrary and common. I
believe that we do so based on aesthetics. Uniqueness is beauty - we judge it by aesthetic
principles. How do we know when an
artifact is unique? We know by how beautiful it is! Whether we are creating
physical artifacts in the arts or conceptual artifacts in the sciences, we
are doing exactly the same thing; we are searching for uniqueness in the
artifacts we fashion, and we know that uniqueness by its aesthetic qualities.
Certainly we test out that uniqueness later, but we always make our first
judgments of a new artifact by its beauty. The arts and the sciences are both
the same form of human construction; one is physical, the other conceptual.
Both build artifacts in exactly the same way. Both require the aesthetic
sense of beauty for us to determine the uniqueness of the artifacts. That is why people
decorate. That is why we hold the arts in such high esteem. That is why we
talk about scientific creation in artistic language. That is what underlies
our humanness. We know uniqueness by beauty, and we are constantly striving
for uniqueness in all areas of our lives and thus for beauty in all areas. It
does not matter whether we are painting a cave wall or developing a new
theory of physics, we are looking for and fashioning unique artifacts, and we
are using our aesthetic sense, our sense of beauty. We care about art because
we care about uniqueness. We fashion beautiful things because that is the
best way we have of organizing our experience. We decorate because the people
with the best-developed aesthetic sense will be the ones who can think most
clearly, invent the better tools, and have the greatest chance of survival.
Or perhaps we decorate because beauty is so important to us that we cannot
help but exercise our aesthetic sense. We are human because we love beauty. What is unique is beautiful. What is
beautiful is unique. We find beauty in difference. We find beauty in
sameness. And we find beauty in matching. Such artifacts are unique, and such
artifacts are beautiful. Perhaps we should be spending a great deal
more time developing aesthetic sense in our schools for this may lead not only
to better invention, but to better understanding of invention. As we embark on this new
period of invention powered by a new entity - the artifact - and a new kind
of fastener - uniqueness -we can look forward to a time of wonderful and
extraordinary change, as well as a time of some confusion and discomfort. It
is always so at the beginning of a new period. How does
the unique artifact produce knowledge? What is its mechanism? I have no
answer. I don't believe there is one. You may find unique
artifacts as defined in this theory of knowledge to be an incomplete explanation.
What drives knowledge, what causes it to transform? It is not easy to move
from a transformations phase during which we create strong fastening mechanisms
to a connections phase in which the fasteners are weak. Newton faced a similar difficulty with
gravity, eventually proclaiming: "I do not frame hypotheses!"
Gravity was simply the interaction between objects; it did not have a "mechanism.” I
see uniqueness in the same way. I cannot say what drives the development of
new knowledge, what causes knowledge to transform. I do not know what the
mechanism is that makes us construct a new entity artifact or that makes an
inventor move to a new phase. This issue of transformation was at the heart
of the work of Piaget in his last years when he built his
theory of "Genetic Epistemology." I sought such a mechanism for
uniqueness for many years without success, slowly breaking the hold of
wholistic transformations and environment on my thinking. It is
an odd thing that we learn to do, for slowly we will come to no longer ask
this kind of question. We will come to accept the power of this new fastening
artifact and no longer require the strong mechanism. We will be looking to explain
why a particular theory exists and not what caused it to occur. There is no
mechanism for the transformation of knowledge. It is all a matter of
individual invention. We do have significant
historical reason to not frame a mechanism. When Darwin hypothesized Natural Selection, he did
not frame a mechanism. He could not explain the mechanism of variation, and
it was only when he finally broke ties with object transformations and the search for such a mechanism that
he could complete the On the Origin of Species. Maxwell spent several
years searching for a mechanism; a system, a mechanical process by which the
fields actually "worked." In an 1861 paper he proposed a medium full
of mechanical parts - rollers and balls - to carry and
explain the actions of electric and magnetic forces. The vestige of these
ideas remained in his "aether," adding little value to his theory
and engendering fruitless searches and theoretical confusion until Einstein sent it to its final rest. As you
invent with these new tools, you may want to remember these hard-fought
battles. I doubt that we can construct new knowledge without such conflict. Is there a
roadmap to invention? And how should those of us
who seek to create exciting new inventions in this new period proceed? The
Unique Artifacts theory lays out no path to
conceptual invention. We can describe what the tools of invention are. But as
with any extraordinary physical artifact, a powerful conceptual artifact does
not just come from the hands of those who have the proper tools - or even
necessarily from those who are good with the tools - but is rather a special
creative act that remains mysterious and wondrous. The Unique Artifacts theory
may lay out these tools and set up the workbench, but it cannot produce the
unique new knowledge. That is the work of artisans and it is surely precious. I imagine that you, like I,
are now brimming with curiosity about what this new knowledge will look like.
I have tried to give you a single example, the Unique Artifacts theory of knowledge. But the other disciplines -
the sciences, the arts - what will these look like? I have wondered about
this. Unfortunately, Unique Artifacts is not a manufacturing process and I
have no great insights into the next great theory of physics or the next new
art form. As I have said before, invention is a creative process of the
imagination, and we shall have to wait for those who have the insight to
actually create the knowledge of the future. But it might be helpful if I set
out a few personal reflections on the nature of this new knowledge. Physics In my discipline of physics
there are three great theoretical frameworks that dominate the subject -
Quantum Mechanics, and conservation/symmetry. The first two are well known and well understood. The
last is a collection of ideas that are sometimes at the center of physics but
often float on the periphery, important to arguments but not explicitly
appearing in the equations. Physicists often talk in terms of both
conservation and symmetry, but neither have significant theoretical
foundation. The conservation laws, as we saw earlier, were derived from
Newton's laws.
In 1848, they generated new ideas, the laws of thermodynamics - Conservation
of Energy and Entropy. But, while these conservation laws are broadly used,
they do not have an inherent logical basis in our science. The same is true for symmetry. No idea
today has more widespread use in modern physics, and a number of patterns
based on mathematical symmetries have been successful in predicting
sub-atomic particles and even new quarks. But we have not yet seen a powerful
theory based on symmetry. We use symmetry, but we do not have a fundamental
conception of symmetry or its requirement in the physical world. While both
symmetry and conservation have long histories and a variety of
interpretations, they are vital today because they are both forms of
invariance under transformation. The "Standard Model" which
describes the physics of quarks and subatomic particles, is based on such
invariance. Yet these are powerful artifacts whose
uniqueness may be shorn of invariance under transformation form. Perhaps we
can find in the forms of uniqueness, difference, sameness, and matching, the
basis for symmetry and conservation, just as we did the basis for the
elements of knowledge. And that new elements of physics, either derived from
symmetry and conservation or other unique artifacts, may then become the
basis for a new theory and Einstein's dream of uniting of Relativity and Quantum Mechanics. Evolution
and Biology Having a deep love of
Darwin, I have naturally played with the direction of evolutionary theory. In this area,
too, I believe that we can make some great strides, creating superseding
theories. Natural Selection provides us with a wonderful understanding of the
origin of the species. It gives us a deep confidence that we know what and
how species change. But there is a small hole in this great theory, one that
I never see discussed, but that nevertheless troubles me and I would suspect
others. For to me the amazing thing about evolution is that we have species,
stable configurations that last for long periods of time. Evolution is not a
continuous thing. It is not just that it is punctuated. It is that it reaches
stability, that there is something about a species that has evolved to a
particular state that stops that evolution. There is a sense of
"perfection." And once again we see the potential for uniqueness to
play a significant role. What was it about Triceratops or Homo Erectus
that established their long existence and stable configuration? What was it
about the evolution of the horse that produced nearly continuous change until
the modern horse stabilized? It was not just a stable environment, for the
environmental variations existed and continue to exist. I believe that there
is something stable, unique about these forms, totally separate from
environment that represents them as a stable and long existing species. When
we understand this uniqueness, then we shall understand a great deal more
about the evolution of the species. Art In the visual arts, it
certainly seems as if every possible visual style that could be done has been
done. Modern art runs the entire gamut from realism to abstractionism. Many
artists today are searching for new styles in new media, believing that
painting has come to the end of possible styles. But again and again in the
history of art it seemed as if the greatest work had already been done. I see
no reason why the same is not true today, and that new styles of both two and
three dimensional works will come in both new media and old. I do not know where it will be found, but
unique artifacts suggests many artistic possibilities in the exploration of
uniqueness. That is the realm of art, and I am sure that there is great depth
to which it can be explored. For the true aim of art is the representation of
uniqueness, and now we will see what artists do without constraint in such a
search. I only wish that my imagination were good enough to picture such new
works. Fear not,
we still cannot predict the future with anything but a broad brush. We do not have to be afraid
that with such a theory of knowledge, our future is preordained. We cannot
know or invent artifacts beyond the entity we are in or that we will be
moving into. I know of not a single instance in all of the history of
knowledge where an inventor of new knowledge jumped a phase. Not a single
one! That is powerful evidence that we cannot invent knowledge based on the
tools of a future phase. I also have no reason to believe that, just because
we now have a clear understanding of the sequence of the development of
knowledge, we have the ability to change this. Knowledge is far too difficult
to create even with a toolkit we know well, for any of us to imagine becoming
facile with a very advanced set, inventing the distant future. How is it
that these revolutions in the disciplines are clustered so closely together?
The answer lies in the nature of inventors. While I do not frame hypotheses
about what drives the change of these tools and phases of knowledge, I do
believe I understand: why major shifts in the tools produce new knowledges
across disciplines; why changes in fastening artifacts so quickly pervade all
of the disciplines; why there are revolutions in knowledge. Do they just
float in the atmosphere? No! I try hard not to use the environments artifact, though I am not always
successful. The answer is much simpler and much less mystical. Inventors are people in search of
uniqueness. They are always looking for the connection, the suggestion, the
insight, the model that will allow them to fashion the entities, sites,
and fasteners that bring us definition, pattern, and meaning. These pioneers
are constantly searching inside and outside of their disciplines for new
metaphors, new patterns, new links. They cast their eyes on everything,
scrutinizing a wide variety of inventions, hoping that something or someone
will provide a trigger, a clue. It is frustrating out there as an inventor
of fundamentally new artifacts. It is lonely and difficult. You look
everywhere, furtively searching for artifacts in other disciplines that could
be of help. Often there is a community agitating for invention, pushing its
members. The Impressionists were such a community. In the past, universities
have provided such a community. Sometimes the solitary inventor, like
Einstein, sees a flaw, a hole, a difficulty in their discipline. Einstein's sense of the unity
of physics was bothered by niggling issues that others dismissed. Sometimes,
invention comes from just a feeling that wonderful new works are not being
created, that the theories and arts are stale, and that new ideas and new
forms are needed. And sometimes, there are a few who have accumulated vast
knowledges and who find them difficult to integrate, who search for new
containers, and new ways to simplify. Within a period or a phase, the tools are
well known; the metaphors and patterns well established, and most new
knowledge is just their application, the fashioning of the right artifacts.
Like wonderful physical artifacts, some new conceptual artifacts are very
distinctive and others are just well constructed. We can see this in the
arts; some painters will do fine works within a well established genre, and
some will seek to reframe, to find a new way of using the tools that they
have, to establish a new art form. Within a phase we all use the same tools.
Some of us create works that are very different, using the tools in a new
way, and some of us create works that are beautiful and well formed, but
their use of the tools does not break virgin soil. When we enter a new phase
and even more so when we enter a new period, we must look for ideas that are
really different, that are breakthroughs of the imagination. So others and I
may use this theory of knowledge to speculate on the future of the
disciplines, but our ideas will not be breakthroughs, they will not have that
extraordinary uniqueness that separates the defining fundamentally new
artifacts from the works of good craftsmanship. And while I may speculate
about the Unique Artifacts period of knowledge, I do
not pretend to invent it in other disciplines. I offer my poor notions only
to provide a few signposts to those who will really map the future. Our
greatest thrills come from learning and inventing. Join me as we begin the
artifacts period and reinvent our world. As we venture into the
artifacts period, everything will be new. Inventions made with this unique
entity and with these tools, will be fresh and wonderful. The thrill and
excitement of human construction, when everything is new and open, cannot be
matched. It provides the drive and the courage to venture into uncharted
territory. We will need to have some patience with these inventors, for they
may not yet be able to argue with the conviction and sophistication of those
that fish the old waters. New, really new, ideas take time to develop and a
good deal of getting used to. It takes some practice to understand what new
tools can do and what fundamentally new artifacts mean. I invite you to join
me in this wild and thrilling adventure. For to learn and to invent are the
most magical and profound of all human activities - the greatest soaring of
the human spirit. THE PATTERN Charles Darwin, On the Origin
of Species, A Facsimile of the First Edition, Harvard University Press,
1966 Elements
- The Periods THE
THEORY Uniqueness Uniqueness and Knowledge The
Pattern of Knowledge - Entities The
Pattern of Knowledge A
Visit to the Pre-Socratics CONNECTIONS
& PREDICTIONS Unique Artifacts - The Theory This
is a Theory Invention
by Adults Inventing
the Elements The
Great Surprise
It is customary in a scholarly work to acknowledge all of its
sources, creating an exhaustive bibliographic list at the end of a paper or a
book. And it is customary in a popular title to provide up-front in a preface
or forward, acknowledgement of its forebears with both thank you and
disclaimers for their responsibility in the final result. Works that fit both
categories, as this one might be viewed, often are cluttered with both a
lengthy preface and a massive bibliography. It seems to me that such
comprehensiveness fails to accomplish its mission. It fails to thank people
appropriately for their contributions, and it fails to mark the real sources of
ideas so that readers may understand the origins of a work. Perhaps our style
is to revert to laundry lists because such origins are always difficult for the
author to fully recognize. While I am sure to fail to properly represent them
all, I will try here to list the sources of Unique Artifacts as best I now can, and to credit and thank those
who in writing or in person have, as I look back over the past 30 years, helped
me to construct and craft these ideas. Bardige, Betty - My wife has been my chief confidant
in this work, as in all things. She has always understood it, always encouraged
me in it, continuously helped with its ideas, and performed the unrewarding
task of trying to edit and make understandable its writing. Bardige, Kori, Brenan, Arran - My oldest children,
Kori and Brenan, have felt a wonderful proprietary sense for this work which
has only taken their father's time away from them, and have edited it to be
sure that he was not to be embarrassed. In that, they have added a great deal
to my view of my audience. And my youngest, Arran, has asked questions for
which I continue to try to find answers. Callahan, Richard "Chip" - Helped me get
serious about getting this thing finished, doing research. Chicago, The University of - As I look at why I took
this path, I must give substantial credit to an education that taught me to
read and love original sources and great ideas. I spent a great deal of time
with original works that are not listed here to try to understand the author's
language and view of their invention. Without this education, I doubt that I
would have been willing to take on such a task; and without the analysis I was
taught, I doubt that I would have succeeded in finding their central ideas.
Most of the works listed in the Pattern of Knowledge I have studied first-hand. Cornford, F.M. - Before and After Socrates,
Cambridge University Press 1932, and From Religion to Philosophy, Harper
Torchbooks, 1957 - Once I found Cornford, I tried to find every book he
wrote in the used bookstores to help me clarify the Greeks. Darwin, Charles - On
the Origin of Species. I have returned often to Darwin as a source of
inspiration including his unpublished papers on evolution written in 1842 and
1845. And I do not felt so bad that this project has taken so long to reach
others when I think of him. Einstein,
Albert - Many works including: "On the Electrodynamics of Moving
Bodies" 1905 and The Evolution of Physics with Leopold Infeld. Erikson, Erik - Childhood
and Society, W. W. Norton, 1950 - During my sophomore year I read two books
- Childhood and Society and The Republic - which had great
influence on me. Holton, Gerald - Introduction to Concepts and
Theories in Physical Science, Addison Wesley, 1952, and Thematic Origins
of Scientific Thought, Harvard University Press, 1973. Holton, in these
works and in Harvard Project Physics, has been a valuable source of
vision and a guide in the history of physics. Janson, H. W. -- History of Art, Prentice Hall,
1962 - Has been my fundamental art history source as it must be for so many
students. Kline, Morris - Mathematical Thought from Ancient
to Modern Times, Oxford University Press, 1972 - There are a lot of books
on the history of mathematics and I have been through a share of them. I
believe this one to be the most valuable and my reference source. Klopfer, Leo - Professor of Science Education at The
University of Pittsburgh - I started this trek as a graduate student studying
under Leo at the School of Education at Chicago. His love of the history of
science, his gentle prodding, and his guidance on a difficult and obscure
Masters paper were a powerful influence. I certainly teach as he taught to me. Kuhn, Thomas - The Structure of Scientific
Revolutions, University of Chicago Press, 1962 - I went to school to learn
to teach science when the works of Kuhn, Piaget, and
Erikson were being discovered and rediscovered.
I was quite taken by them. And certainly all were inspirations for what was
initially a stage theory of the development of knowledge. Maxwell, James Clerk - The Scientific Papers of
James Clerk Maxwell, ed. W.D. Niven, Dover, 1965. It was my desire to
communicate the brilliance and beauty of the knowledge this wonderful man
created along with that of Einstein which was the wellspring for this work. Nahm, Milton - Selections from Early Greek Philosophy, F. S.
Crofts, 1940 -This little volume is the source for all of the Pre-Socratic
quotations in this work. Owen, George, E. - The Universe of the Mind,
The Johns Hopkins Press, 1971 - I have returned again and again to this work to
help me understand the physics and the sequence of ideas in its history. The
"Players in the Order of Their Appearance" appendix is of special
value when you are trying to collect and connect all of the people, their
works, and good dates for each. Piaget, Jean -
The easiest access is in Ginsburg and Opper, Piaget's Theory of Intellectual
Development, Prentice Hall, 1969. Sambursky, Shmuel - Physical Thought form the
Presocratics to the Quantum Physicists, Pica Press, 1974 has been a rich
trove of original source material. Stadler, Ingrid - Professor of Philosophy at
Wellesley College - At a crucial period, when I was able to work fully focused
on this project, Ingrid would patiently spend great amounts of time helping me
to understand philosophy and tease out those significant aspects of my thinking
that would be its building blocks.Uniqueness and Knowledge
sites - our classes
fasteners - our explanations
Entity
Artifacts
Site
Artifacts
Fastening
Artifacts
Language and Unique Artifacts
Nouns and Entities
Entities
Singular
Plural
Nouns
Singular
Plural
Nouns Phrases and Sites
Parts Wholes
For a long time it seemed self-evident, and very
characteristic of European epistemology and science that the scientist would
only proceed in the following way: if I have before me a phenomenon to be
investigated as something to be dissected into piecemeal elements, then I
must study the laws governing such elements. Only by compounding the
elementary data and by establishing the relations between the separate pieces can the problem be solved...
Briefly characterized, one might say that the paramount presupposition was
to go back to particles, to revert to piecemeal single relations existing
between such individual particles or elements, to analyze and synthesize by
combining the elements and particles into larger complexes. Gestalt theory believes that it has
discovered a decisive aspect in recognizing the existence of phenomena and
contexts of a different - a formally different - nature. And not merely in
the humanities. The basic thesis of gestalt theory might be formulated thus:
there are contexts in which what is happening in the world cannot be deduced
from the characteristics of the separate pieces, but conversely; what
happens to a part of the whole is in clear-cut cases, determined by the laws
of the inner structure of its whole...
Max Wertheimer, Productive Thinking 1945Verbs
and Fasteners
Fasteners
Verbs
Connections
Relations
Transformations
Linking-Verbs
Transitive
Intransitive
sameness –
relations
matching –
transformations.
We have been in a transformations phase for the past 30+ years and are
now entering a connections phase.
Entities
The genius of Giotto was of such excellence that there was
nothing by nature...which he did not depict by means of stylus, pen or brush
with such truthfulness that the result seemed to be not so much similar to
one of her works as a work of her own, wherefore the human sense of sight was
often deceived by his works and took for real what was only painted.
Boccaccio, The DeCameron, 1348
Sites
Plural
Environments
Wholistic
Connections
1927-1948
Keynes
Weyl
Wittgenstein
Chadwick
Vygotsky
Calder
Dirac
Fermi
Godel
Yukawa
Bourbaki
Wilder
1883-1946
1885-1955
1889-1951
1891-1974
1896-1934
1898-1976
1901-1984
1901-1954
1906-1978
1907-1981
fl1939
1897-1975
In our opinion the right
course to follow is to use the other type of analysis, which may be called analysis into units.
By unit we mean a product
of analysis which, unlike elements, retains all the basic properties of the
whole and which cannot be further divided without losing them. Not the
chemical composition of water but its molecules and their behavior are the
key to the understanding of the properties of water. The true unit of
biological analysis is the living cell, possessing the basic properties of
the living organism.
What is the unit of verbal
thought that meets these requirements? We believe that it can be found in the
internal aspect of the word, in word meaning. Few investigations of this
internal aspect of speech have been undertaken so far, and psychology can
tell us little about word meaning that would not apply in equal measure to
all other images and acts of thought. The nature of meaning as such is not
clear. Yet it is in word meaning that thought and speech unite into verbal
thought. In meaning, then, the answers to our questions about the
relationship between thought and speech can be found.
Vygotsky, Language and Thought, 1935
Fasteners
Connections
Plural-Objects
Parts
Connections
1686-c.1730
Locke
L'wenhoek
Newton
Leibniz
Bernoulli
Halley
Defoe
Swift
Watteau
Berkeley
1632-1704
1632-1723
1642-1727
1646-1716
1654-1705
1656-1742
1660-1731
1667-1743
1684-1721
1685-1753
Every body continues in its state of rest, or of
uniform motion in a right line, unless it is compelled to change that state
by forces impressed upon it.
The change of
motion is proportional to the motive force impressed; and is made in the
direction of the right line in which that force is impressed.
F=ma
To every action
there is always opposed and equal reaction; or, the mutual actions of two
bodies upon each other are always equal, and directed to contrary parts
Relations
Plural-Objects
Parts-Relations
c. 1730-1775
Voltaire
Bernoulli
Hartley
Franklin
Fielding
Linnaeus
Euler
Johnson
Hume
Rousseau
Diderot
D'Alembert
1694-1778
1700-1782
1705-1790
1706-1790
1707-1754
1707-1778
1707-1783
1709-1784
1711-1776
1712-1778
1713-1772
1717-1783
Transformations
Plural-Objects
Parts
Transformations
c. 1775-1800
Kant
Cavendish
Haydn
Priestley
Coulomb
Lagrange
Gibbon
Lavoisier
David
Goya
Goethe
Mozart
1724-1804
1731-1810
1732-1809
1733-1804
1736-1806
1736-1813
1737-1894
1743-1794
1748-1828
1748-1828
1749-1832
1756-1801
These fastening artifacts -
connections, relations, and transformations - extend beyond natural language and
physics. If you have either taught or helped children learn elementary mathematics,
you must have wondered why students are taught three ways to set up and solve
the same kind of simple addition problem. There is the operation, or
algorithm, that an adding machine mimics; the method for performing the basic
operations - addition, subtraction, multiplication. There is the equation,
with numbers on the left and numbers or blanks on the right separated by an
equal sign. And there is the function, which we model to young
children as a machine into which one number is poured and another falls out.
These three representations of the same operations are in the curriculum
because they are actually central to mathematics.
Operations
Relations
Functions
Thales
Singular
Universals
Parts
Connections
600 - c.550
Anaximander
Solon
Polis
Black-Figure
Doric Order
Archaic Art
Kouros
Aesop
Lao-tse
Deuteronomy
Zoroaster
c.575
c.600
c.600
c.600
c.600
c.600
c.600
c.600
c.575
c.620
c.620
Pythagoras
Singular
Universals
Parts
Relations
c. 550 - 525
Confucius
Buddha
Psiax Vases
c.525
c.525
c.525
Heraclitus
Singular
Universals
Parts
Transformations
c. 525 - 490
Dying Warrior
Herakles
Kore (Chios
c.490
c.490
c.520
The transformations of fire are, first of all, sea; and of
the sea one half is earth, and the other half is lightning flash...
All things are exchanged for fire, and fire for all things; as wares are
exchanged for gold, and gold for wares.
Parmenides
Singular
Universals
Wholes
Connections
c. 500 - 480
Classical-Art
Kritios Boy
Red-Figure
Aeschylus
c.480
c.480
c.490
c.480
There is left but this single
path to tell thee of: namely, that being is. And on this path there are many
proofs that being is without beginning and indestructible; it is universal,
existing alone, immovable and without end; nor ever was it nor will it be,
since it now is, altogether, one, and continuous.
Empedocles
Singular
Universals
Wholes
Relations
c. 480 - 460
I shall tell a twofold tale. For
at one time it grew to be one only from many, while at another it dispersed
again to be many from one...And these never cease changing places continually
- at one time all coming together into one through Love, at another each
being borne apart again through the hostility of Strife.
Anaxagoras
Singular
Universals
Wholes
Transformations
c.460 - 440
Sophocles
Zeno
Herodotus
c.460
c.460
c.450
And when mind began to set things
in motion, there was separation from everything that was in motion, and
however much mind set in motion, all this was made distinct...the dense, the
moist, the cold, the dark, collected there where now is the earth...
Plural-Universals
Parts-Connections
440 - c.390
Democratus
Euripedes
Hippocrates
Parthenon
Protagoras
Thucydides
Dying-Niobid
Hippias
c.430
c.440
c.430
c.440
c.440
c.420
c.440
c.420
Connections
Phases
Relations
Phases
Transformations
Phases
3. CONNECTIONS
& PREDICTIONS
A
Theory in Physics: Electricity and Magnetism
![]()
The
Electromagnetic Field
The mechanical difficulties,
however, which are involved in the assumption of particles acting at a
distance with forces which depend on their velocities are such as to prevent
me from considering this theory as an ultimate one...
I have therefore preferred to
seek an explanation of the fact in another direction, by supposing them to be
produced by actions which go on in the surrounding medium as well as in the
excited bodies, and endeavouring to explain the action between distant bodies
without assuming the existence of forces capable of acting directly at
sensible distances.
The theory I propose may
therefore be called a theory of the Electromagnetic Field, because
it has to do with the space in the neighbourhood of the electric or magnetic
bodies, and it may be called a Dynamical Theory, because it assumes
that in that space there is matter in motion, by which the observed
electromagnetic phenomena are produced.
,
perhaps on one of those Maxwell sweatshirts, that represents the
"partial" derivative, which is the rate of change of a function
with multiple dimensions in just one of those dimensions. Thus a vector with
three dimensions has three partial derivatives, one in each direction.
pronounced "del" represents the sum of all of these partial
derivatives in all three spatial dimensions. Finding the rate of change of a
field is just a matter of multiplying
by the field. But vector multiplication
unlike normal multiplication, generates two different kinds of products not
one - the "dot" product (
) and the "cross product" (
). The dot product
of
and
a vector field is a scalar, a number. It is so important in physics that it
has its own name, the "divergence," because it represents the
change in a field generated by a point source. Like the pincushion, this
field diverges radially and never changing in direction only in magnitude
(weakening with distance as the sphere through which it passes gets larger).
Electric
Magnetic

This is a Theory
The aim of science is, on
the one hand, a comprehension as complete as possible, of the connection
between sense experiences in their totality, and, on the other hand, the
accomplishment of this aim by the use of a minimum of primary concepts and
relations.
Albert Einstein
Neglecting the important
individual result which Maxwell's lifework produced in important departments
of physics, and concentrating on the changes wrought by him in our conception
of the nature of physical reality, we may say this: before Maxwell people
conceived of physical reality -- in so far as it is supposed to represent
events in nature -- as material points, whose changes consist exclusively of
motions, which are subject to total differential equations. After Maxwell they
conceived of physical reality as represented by continuous fields, not
mechanically explicable, which are subject to partial differential equations.
This change in the conception of physical reality is the most profound and
fruitful one that has come to physics since Newton....
Einstein & Infeld, The Evolution of
Physics, 1938, Norton
Concrete
Operations
Formal
Operations
Pre-Operations
Children
and Adults - The Connection
Sensori-Motor
Thought
Comprehension
Application
Synthesis
Evaluation
Sameness
Matching
Sameness
Matching
The first group applies to
singular experiences and the second to plural experiences. Thus the second
group of stages appear to us to be much higher order thinking skills because
they apply to much more complex ideas. With good reason we reserve teaching
them to our middle school students and above. And with good reason the
forward pedagogical thinkers emphasize them in a curriculum that has too
often, simplistically, focused on the most minuscule parts in an attempt to make evaluation easy.
But when we look at both sets from the standpoint of Unique Artifacts, we see them as the same,
the tools to construct artifacts based on difference, sameness, and matching.
These are clearly the essential tools of cognition. They are intimately
connected to entities, sites,
and fasteners. Knowledge and analysis construct entities. Comprehension and
synthesis construct sites. Application and evaluation construct fasteners.
They are the same because thought like knowledge is the fashioning of unique
artifacts.
'Tis the
gift to be simple, 'Tis the gift to be free;
'Tis the gift to come down where we ought to be;
And when we find ourselves in the place just right,
'Twill be in the valley of love and delight.
When true simplicity is gain'd,
To bow and to bend we shan't be asham'd
To turn, turn will be our delight,
'Til by turning, turning, we come round right.
Elder Joseph Brackett (1797-1882)
Simple Gifts c.1875
Parsimony
One comes nearer to the most
superior scientific goal, to embrace a maximum of experimental content through
logical deduction from a minimum of hypotheses.
Albert Einstein
Abstraction
Isaac Newton c.1727
A
Few Incongruities
Decoration
Inventing
Theories
Inventing
Artifacts
The
Search for Beauty - The Connection Between Art and Science
Inventing
Unique Artifacts
A
Personal Look Into the Future
The
Future
References
Neil Rudenstine, President, Harvard University, 1993, Address at Mount Auburn
Hospital, Cambridge, MA.
Max Wertheimer, Productive Thinking, 1945, excerpt in Treasure of Knowledge,
P.1214
Boccaccio, DeCameron
Lev Vygotsky, Thought and Language, Cambridge, MA, MIT Press, 1962
Isaac Newton, The
Principia, The Great Books --
Great Books Edition of the Principia, translated by Andrew Motte from Newton's original
Latin version.
Heraclitus,
Milton C. Nahm, Selections from Early Greek Philosophy, 2nd Edition, 1940, NY, F.
S. Crofts P. 90
Parmenides,
Ibid P. 115
Empedocles,
Ibid P. 130
Anaxagoras, Ibid P. 151
James Clerk Maxwell, "A Dynamical Theory of the Electromagnetic Field," 1864, The
Scientific Papers of James Clerk Maxwell, ed. W. D. Niven, 1965, Dover
Albert Einstein,Physics and Reality
Gerald Holton, in Holton P. 82
Isaac Newton, c. 1727
Arthur Eddington, The Life and Times of Albert Einstein, NY, Ronald
W. Clark, The World Publishing Co, 1971Sources